LACCETTI v. S.E.C.

No. 16-1368.

885 F.3d 724 (2018)

Mark E. LACCETTI, Petitioner v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided March 23, 2018.


Attorney(s) appearing for the Case

Douglas R. Cox argued the cause for petitioner. With him on the briefs was Michael J. Scanlon.

Mark R. Freeman , Attorney, U.S. Department of Justice, and Lisa K. Helvin , Senior Counsel, U.S. Securities and Exchange Commission, argued the causes for respondent. With them on the brief were Mark B. Stern and Jennifer L. Utrecht , Attorneys, U.S. Department of Justice, Michael A. Conley , Solicitor, and Dominick V. Freda , Assistant General Counsel, Securities and Exchange Commission.

Before: Griffith, Kavanaugh, and Wilkins, Circuit Judges.


The Public Company Accounting Oversight Board investigated an audit that had been conducted by the Ernst & Young accounting firm. The Board's investigation focused in part on Mark Laccetti, who was the Ernst & Young partner in charge of the audit. As part of the investigation...

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