U.S. v. MARTOMA

Docket No. 14-3599 August Term, 2016.

869 F.3d 58 (2017)

UNITED STATES of America, Appellee, v. Mathew MARTOMA, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

May 9, 2017.

Decided: August 23, 2017.


Attorney(s) appearing for the Case

ROBERT ALLEN and ARLO DEVLIN-BROWN , Assistant United States Attorneys, ( Megan Gaffney , Michael A. Levy , and Margaret Garnett , Assistant United States Attorneys, on the brief), for Joon H. Kim, Acting United States Attorney for the Southern District of New York, New York, NY, for Appellee.

PAUL D. CLEMENT ( Erin E. Murphy , Harker Rhodes , and Edmund G. LaCour, Jr. , on the brief), Kirkland & Ellis LLP, Washington, DC; Alexandra A.E. Shapiro , Eric S. Olney , and Jeremy Licht , Shapiro Arato LLP, New York, NY; Charles J. Ogletree, Jr. , Cambridge, MA, for Defendant-Appellant.

Before: Katzmann, Chief Judge, Pooler and Chin, Circuit Judges.


Defendant-appellant Mathew Martoma was convicted, following a four-week jury trial, of one count of conspiracy to commit securities fraud in violation of 18 U.S.C. § 371 and two counts of securities fraud in violation of 15 U.S.C. §§ 78j(b) & 78ff in connection with an insider trading scheme. Martoma argues...

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