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U.S. S.E.C. v. COLLYARD

No. 16-1405.

861 F.3d 760 (2017)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee v. Gary Albert COLLYARD; Collyard Group, LLC, Defendants. Paul D. Crawford; Crawford Capital Corp., Defendants-Appellants. Ronald Musich; Joshua J. Singer; Michael B. Spadino; Marketing Concepts, Inc.; Christopher C. Weides, Defendants.

United States Court of Appeals, Eighth Circuit.

Filed: June 29, 2017.

Attorney(s) appearing for the Case

Counsel who presented argument on behalf of the appellant was Paul C. Engh , of Minneapolis, MN.

Counsel who presented argument on behalf of the appellee was Benjamin M. Vetter , of Washington, DC.

Before BENTON and SHEPHERD, Circuit Judges, and STRAND, District Judge.

The Securities and Exchange Commission sued Paul D. Crawford and Crawford Capital Corporation (collectively "Crawford") for acting as unregistered brokers in violation of § 15(a) of the Securities Exchange Act of 1934, 15 U.S.C. § 78o(a). The district court granted the SEC summary judgment, permanently enjoined...

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