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U.S. v. HERMAN

No. 16-2001.

848 F.3d 55 (2017)

UNITED STATES of America, Appellee, v. Rosalind HERMAN, Defendant, Appellant.

United States Court of Appeals, First Circuit.

February 6, 2017.

Attorney(s) appearing for the Case

Steven A. Feldman and Feldman and Feldman on brief for appellant.

Craig Estes , Assistant United States Attorney, and Carmen M. Ortiz , United States Attorney, on brief for appellee.

Before Howard, Chief Judge, Torruella and Lipez, Circuit Judges.

Defendant-Appellant Rosalind Herman was convicted, after a jury trial, of conspiracy, willful violation of the Investment Advisers Act, wire fraud, and corruptly impeding the administration of internal revenue laws. These charges arose from a scheme in which Herman and a co-conspirator solicited funds for purported investment in a...

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