No. 15-2345.

834 F.3d 242 (2016)

Judith GOLDMAN; Kenneth B. Goldman, Appellants, v. CITIGROUP GLOBAL MARKETS INC.; FINRA; Frederick Pieroni; Barry Guariglia.

United States Court of Appeals, Third Circuit.

Filed: August 22, 2016.

Attorney(s) appearing for the Case

Richard J. Gerace [ARGUED], Gerace Law Office, 1515 Market Street — Suite 1200, Philadelphia, PA 19102, Counsel for Appellants.

Brian T. Feeney [ARGUED], Christiana L. Signs , Greenberg Traurig, LLP, 2001 Market Street — Suite 2700, Philadelphia, PA 19103, Counsel for Appellees.

Before: McKEE, Chief Judge, JORDAN, and ROTH, Circuit Judges.


Judith and Kenneth Goldman filed a motion in the United States District Court for the Eastern District of Pennsylvania to vacate an adverse arbitration award. The underlying arbitration, before a panel operating under the auspices of the Financial Industry Regulatory Authority ("FINRA"), concerned...

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