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U.S. S.E.C. v. QUAN

No. 14-3707.

817 F.3d 583 (2016)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee v. Marlon QUAN; Acorn Capital Group, LLC; Stewardship Investment Advisors, LLC, Defendants-Appellants Stewardship Credit Arbitrage Fund, LLC; Putnam Green, LLC; Livingston Acres, LLC, Defendants ACG II, LLC, Defendant-Appellant Florence Quan, Defendant Nigel Chatterjee; DZ Bank AG Deutsche Zentral-Genossenschaftsbank, Frankfurt am Main; Sovereign Bank; Topwater Exclusive Fund III, LLC; Freestone Low Volatility Partners, LP; Freestone Low Volatility Qualified Partners, LP, Intervenors Gary Hansen, Receiver.

United States Court of Appeals, Eighth Circuit.

Filed: March 22, 2016.

Attorney(s) appearing for the Case

Jacob Loshin , argued, Benjamin Lawrence Schiffrin , on the brief, Washington, DC, for Plaintiff-Appellee.

Thomas Casamassima , argued, Los Angeles, CA ( Laura Schwalbe , Bruce E. Coolidge , Washington, DC, on the brief), for Defendant-Appellant.

Before RILEY, Chief Judge, SMITH and SHEPHERD, Circuit Judges.

Marlon Quan, along with entities he controls, (collectively, Quan, unless context dictates otherwise) appeals a judgment entered on jury verdicts finding securities fraud. Quan challenges the coherence of the verdicts, the accuracy of the jury instructions, and the authority of the district court1

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