CREDIT SUISSE SECURITIES (USA) LLC v. TRACY

Docket No. 15-345-CV.

812 F.3d 249 (2016)

CREDIT SUISSE SECURITIES (USA) LLC, Petitioner-Appellee, v. John David TRACY, Charles Tharnstrom, Leonard Kortekaas, Christopher Chapin, and Steven Lazny, Respondents-Appellants.

United States Court of Appeals, Second Circuit.

Decided: January 28, 2016.


Attorney(s) appearing for the Case

Alexander C.B. Barnard , Credit Suisse Securities (USA) LLC, New York, NY ( Stephen M. Kramarsky , Ariel P. Cannon , and Angela L. Harris , Dewey Pegno & Kramarsky LLP, New York, NY, on the brief) for Petitioner-Appellee.

Cynthia R. Levin Moulton , Moulton, Wilson & Arney, LLP, Houston, TX ( Louis M. Lagalante , Gallagher, Harnett & Lagalante LLP, New York, NY, on the brief) for Respondents-Appellants.

Before: NEWMAN, SACK, and DRONEY, Circuit Judges.


The Respondents-Appellants are five former employees of Credit Suisse Securities (USA) LLC ("Credit Suisse") who entered into employment agreements with Credit Suisse that included provisions to resolve all employment-related disputes by arbitration before a private arbitration provider...

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