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COHEN v. UBS FINANCIAL SERVICES, INC.

Docket No. 14-781-cv.

799 F.3d 174 (2015)

Eliot COHEN, on behalf of himself and all others similarly situated, Plaintiff-Appellant, David Hale, Charles Shoemaker, on behalf of themselves and all others similarly situated, Philip Ricasata, Stan Sklenar, Plaintiffs, v. UBS FINANCIAL SERVICES, INC., UBS AG, Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided: June 30, 2015.

Attorney(s) appearing for the Case

Alexander H. Schmidt ( Jeffrey G. Smith , Robert Abrams , and Matthew M. Guiney , on the brief), Wolf Haldenstein Adler Freeman & Herz LLP, New York, NY, for Plaintiff-Appellant.

Mark A. Perry ( Eugene Scalia , Paul Blankenstein , and Rachel E. Mondl , on the brief), Gibson, Dunn & Crutcher LLP, Washington, D.C., for Defendants-Appellees.

Before JACOBS, WESLEY, and CARNEY, Circuit Judges.

Eliot Cohen, a financial advisor employed by UBS Financial Services, Inc. ("UBS"), consented by contract to arbitrate "claims concerning compensation, benefits or other terms or conditions of employment" before the Financial Industry Regulatory Authority ("FINRA"), and to waive "any right to commence, be a party to...

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