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STRYKER v. S.E.C.

Docket No. 13-4404-ag.

780 F.3d 163 (2015)

Larry STRYKER, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Second Circuit.

Decided: March 11, 2015.

Attorney(s) appearing for the Case

Stephen M. Kohn ( Karim H. Kamal , New York, NY, Michael D. Kohn & David K. Colapinto , Kohn, Kohn & Colapinto, LLP, Washington, DC, on the brief), Kohn, Kohn & Colapinto, LLP, Washington, DC, for Petitioner.

William K. Shirley ( Anne K. Small , Michael A. Conley , John W. Avery , Stephen G. Yoder , on the brief), Securities and Exchange Commission, Washington, DC, for Respondent.

Dean A. Zerbe , Zerbe, Fingeret, Frank & Jadav PC, Houston, TX, for Amicus Curiae.

Before: WINTER and CHIN, Circuit Judges, and OETKEN, District Judge.

Larry Stryker petitions for review of an order of the Securities and Exchange Commission ("SEC") denying his claim for a whistleblower award. He sought the award under Section 21F of the Dodd-Frank Act ("Dodd-Frank"), 15 U.S.C. § 78u-6, based on information he supplied to the SEC that it relied upon in a successful enforcement...

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