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SIRIS v. S.E.C.

No. 14-1018.

773 F.3d 89 (2014)

Peter SIRIS, Petitioner v. SECURITIES and EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided December 2, 2014.

Attorney(s) appearing for the Case

M. William Munno argued the cause and filed the briefs for petitioner.

Jacob R. Loshin , Senior Counsel, Securities and Exchange Commission, argued the cause for respondent. With him on the brief were Michael A. Conley , Deputy General Counsel, John W. Avery , Deputy Solicitor, and Randall W. Quinn , Assistant General Counsel.

Before: ROGERS and WILKINS, Circuit Judges, and RANDOLPH, Senior Circuit Judge.

The Securities and Exchange Commission filed a civil complaint against Peter Siris, alleging he committed various securities law violations. Voluntarily settling the suit, Siris agreed in a consent judgment that in any related administrative proceeding before the Commission he would not contest the allegations of the civil...

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