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BIRKELBACH v. S.E.C.

No. 13-2896.

751 F.3d 472 (2014)

Carl M. BIRKELBACH, Petitioner, v. SECURITIES and EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Seventh Circuit.

Decided May 2, 2014.

Attorney(s) appearing for the Case

James A. McGurk , Attorney, Law Offices of James A. McGurk, Chicago, IL, James J. Moylan , Attorney, James J. Moylan and Associates, P.C., Steamboat Springs, CO, for Petitioner.

Nicholas Bronni , Attorney, Securities and Exchange Commission, Office of the General Counsel, Washington, DC, for Respondent.

Before TINDER and HAMILTON, Circuit Judges, and KAPALA, District Judge.

KAPALA, District Judge.

Carl Birkelbach seeks review of a Securities and Exchange Commission ("SEC") order barring him for life from participation in the securities industry. In his* The Honorable Frederick J. Kapala of the United States District Court for the Northern District of Illinois, sitting by designation, petition, Birkelbach contends that the SEC's order was erroneous because the original disciplinary complaint was untimely and...

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