IN RE HERALD

Attorney(s) appearing for the Case

Francis A. Bottini, Jr. ( Albert Y. Chang , Chapin Fitzgerald Sullivan & Bottini LLP; Eric Alan Isaacson , Joseph D. Daley , Jessica T. Shinnefield , Robbins Geller Rudman & Dowd LLP, on the brief), Chapin Fitzgerald Sullivan & Bottini LLP, San Diego, CA, for Plaintiff-Appellant Neville Seymour Davis.

Timothy Joseph Burke , Stull, Stull & Brody, Beverly Hills, CA, for Plaintiff-Appellant Dana Trezziova.

Susan L. Saltzstein ( Marco E. Schnabl , on the brief), Skadden, Arps, Slate, Meagher & Flom LLP, New York, NY, for Defendant-Appellee UniCredit S.p.a.

Michael E. Wiles , Debevoise & Plimpton LLP, New York, NY, for Defendants-Appellees Alberto Benbassat, Stephane Benbassat, Genevalor, Benbassat & Cie, Gerald J.P. Brady, Daniel Morrissey, David T. Smith, Thema Asset Management Limited, and Thema International Fund plc.

Thomas J. Moloney ( David E. Brodsky , Evan A. Davis , Charles J. Keeley , Daniel D. Queen , on the brief), Cleary Gottlieb Steen & Hamilton LLP, New York, NY, for Defendants-Appellees HSBC Holdings PLC, HSBC Securities Services (Ireland) Limited, HSBC Institutional Trust Services (Ireland) Limited, and HSBC Securities Services (Luxembourg) S.A.

Patricia M. Hynes ( Andrew Rhys Davies , Laura R. Hall , on the brief), Allen & Overy LLP, New York, NY, for Defendant-Appellee JPMorgan Chase & Co.

Thomas G. Rafferty ( Antony L. Ryan , on the brief), Cravath, Swaine & Moore LLP, New York, NY, for Defendant-Appellee PriceWaterhouseCoopers (Dublin).

James C. Dugan , Mitchell J. Auslander , Wilkie Farr & Gallagher LLP, New York, NY, for Defendant-Appellee William Fry.

Price O. Gielen , Neuberger, Quinn, Gielen, Rubin & Gibber, P.A., Baltimore, MD, for Defendant-Appellee Sonja Kohn.

Franklin B. Velie , Jonathan G. Kortmansky , Mitchell C. Stein , Sullivan & Worcester LLP, New York, NY, for Defendant-Appellee UniCredit Bank Austria AG.

Brett S. Moore , Porzio, Bromberg & Newman P.C., New York, NY, for Defendant-Appellee Herald (LUX) by and through Messrs. Ferdinand Burg and Carlo Reding, the Court-Appointed Liquidators for Herald (LUX).

Joseph Serino, Jr. , Jay P. Lefkowitz , David S. Flugman , Kirkland & Ellis LLP, New York, NY, for Defendants-Appellees Herald USA Fund, Franco Mugnai, and Friedrich Pfeffer.

Jeff G. Hammel , Maria A. Barton , Latham & Watkins LLP, New York, NY, for Defendant-Appellee Hannes Saleta.

Lewis J. Liman , Jeffrey A. Rosenthal , Cleary Gottlieb Steen & Hamilton LLP, New York, NY, for Defendant-Appellee The Bank of New York Mellon Corporation.

Sanford M. Litvack , Dennis H. Tracey, III , Lisa J. Fried , Hogan Lovells U.S. LLP, New York, NY, for Defendant-Appellee PriceWaterhouseCoopers Bermuda.

Michael P. Carroll , James H.R. Windels , Michael S. Flynn , Davis Polk & Wardwell LLP, New York, NY, for Defendant-Appellee PriceWaterhouseCoopers LLP.

Fraser L. Hunter, Jr. , Brad E. Konstandt , WilmerHale LLP, New York, NY, for Defendant-Appellee PriceWaterhouseCoopers International Ltd.

William R. Maguire , Marc A. Weinstein , Gabrielle S. Marshall , Hughes Hubbard & Reed LLP, New York, NY, for Defendant-Appellee Ernst & Young (Cayman).

Richard A. Martin , Katherine L. Maco , Alison K. Roffi , Orrick Herrington & Sutcliffe LLP, New York, NY, for Defendant-Appellee Ernst & Young S.A.

Claudius O. Sokenu , John M. Massaro , Arthur Luk, Arnold & Porter LLP, Washington, DC, for Defendant-Appellee Ernst & Young Global Limited.

Before: PARKER, CARNEY, Circuit Judges, and RAKOFF, District Judge.