U.S. v. VILAR

Docket Nos. 10-521-cr(L), 10-580-cr(CON), 10-4639-cr(CON).

729 F.3d 62 (2013)

UNITED STATES, Appellee, v. Alberto VILAR and Gary Alan Tanaka, Defendants-Appellants.

United States Court of Appeals, Second Circuit.

Decided: August 30, 2013.


Attorney(s) appearing for the Case

Vivian Shevitz , Jane Simkin Smith ( Susan C. Wolfe , Joanna Eftichyiou , on the brief), Brooklyn, NY, for Alberto Vilar.

Alan Dershowitz ( Victoria B. Eiger , Nathan Z. Dershowitz , Dershowitz, Eiger & Adelson, P.C., New York, NY, on the brief), Cambridge, MA, for Gary Alan Tanaka.

Benjamin A. Naftalis , Justin Anderson ( Sarah E. Paul , Katherine Polk Failla , on the brief), Assistant United States Attorneys, for Preet Bharara, United States Attorney for the Southern District of New York, New York, NY, for the United States.

Before: NEWMAN, CABRANES, and STRAUB, Circuit Judges.


JOSÉ A. CABRANES, Circuit Judge.

Alberto Vilar and Gary Alan Tanaka appeal their judgments of conviction, entered on February 8, 2010, and February 10, 2010, respectively, in the United States District Court for the Southern District of New York (Richard J. Sullivan, Judge.) In simple terms, a jury found that Vilar and Tanaka lied to clients about the nature and quality of certain investments. This appeal raises a number of substantial issues, including...

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