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PAGLIARA v. JOHNSTON BARTON PROCTOR AND ROSE, LLP

No. 12-5298.

708 F.3d 813 (2013)

Timothy J. PAGLIARA, Plaintiff-Appellant, v. JOHNSTON BARTON PROCTOR AND ROSE, LLP, Defendant-Appellee.

United States Court of Appeals, Sixth Circuit.

Decided and Filed: February 27, 2013.

Attorney(s) appearing for the Case

ARGUED: Eugene N. Bulso, Jr. , Leader, Bulso & Nolan, PLC, Nashville, Tennessee, for Appellant. John C. Hayworth , Walker, Tipps & Malone, PLC, Nashville, Tennessee, for Appellee. ON BRIEF: Eugene N. Bulso, Jr. , Leader, Bulso & Nolan, PLC, Nashville, Tennessee, for Appellant. John C. Hayworth , Joseph F. Welborn III , Emily B. Warth , Walker, Tipps & Malone, PLC, Nashville, Tennessee, for Appellee.

Before: COLE and GRIFFIN, Circuit Judges; GWIN, District Judge.

OPINION

COLE, Circuit Judge.

Timothy Pagliara sued Johnston Barton Proctor & Rose, LLP (JBPR) after it settled a customer complaint against Pagliara for allegedly negligent investment advice notwithstanding Pagliara's objections. The district court rejected all of his claims. We affirm.

I.

Pagliara has been a licensed securities broker for more than twenty-five years. In that time, he has received...

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