FLAUM, Circuit Judge.
In 2011, the Wisconsin Legislature passed Act 10, a budget repair bill proposed by recently elected Governor Scott Walker. Act 10 significantly altered the state's public employee labor laws, creating two distinct classes of public employees — a select group of "public safety employees" with the remainder classified as "general employees." Among other things, the Act prohibited general employees from collectively bargaining on issues other than "base wages," imposed rigorous recertification requirements on them, and prohibited their employers from deducting union dues from paychecks. The Act did not, however, subject public safety employees or their unions to the same requirements; they kept the same rights they had under the pre-Act 10 scheme. The proposal and subsequent enactment of Act 10 was controversial and received nationwide publicity. See Wis. Right to Life State Political Action Comm. v. Barland, 664 F.3d 139, 144-45 (7th Cir.2011).
Plaintiffs and cross-appellants, representing seven of Wisconsin's largest public sector unions (the "Unions"), filed suit against defendants-appellants Governor Scott Walker and other state actors, challenging three provisions of the statute — the limitations on collective bargaining, the recertification requirements, and a prohibition on payroll deduction of dues — under the Equal Protection Clause. They also challenged the payroll deduction provision under the First Amendment. The district court invalidated Act 10's recertification and payroll deduction provisions, but upheld the statute's limitation on collective bargaining. We now uphold Act 10 in its entirety.
A. Factual Background
Wisconsin grants public sector employees the right to bargain collectively through two principal labor laws — the Municipal Employment Relations Act ("MERA") and the State Employee Labor Relations Act ("SELRA") — that define the rights of employees and unions as well as their relationship with governmental employers. Act 10 amended these statutes, imposing new burdens on a group labeled "general employees." 2011-2012 Wis. Legis. Serv. 29 (West). Unions representing "public safety employees," however, continued operating under the pre-Act 10 scheme. Proposal and enactment of Act 10 triggered widespread protest from Wisconsin's public sector labor unions, including the Unions' challenge to the constitutionality of certain provisions of Act 10.
1. Act 10 Creates Two Categories of Public Employees
All of the Unions' constitutional claims arise from the legislature's decision to subject general employees but not public safety employees to Act 10's restrictions on union activity. All employees governed by MERA and SELRA are "general employees" unless specifically identified as "public safety employees" in Act 10. In creating this distinct group, the Act cross-references seven of the twenty-two occupations
Notably relevant to the arguments in this appeal, when Governor Walker ran for election in 2010, only five public employee organizations endorsed his candidacy during the campaign: (1) the Wisconsin Troopers Association, which represents state troopers and motor vehicle inspectors; (2) the Milwaukee Police Association; (3) the Milwaukee Professional Fire Fighters Association; (4) the West Allis Professional Police Association; and (5) the Wisconsin Sheriffs and Deputy Sheriffs Association Political Action Committee. Each of these organizations represents employees categorized as public safety employees under Act 10. The public safety employee definition, however, also includes employee organizations that opposed or failed to endorse the governor. For instance, all state, municipal, and village police officers and firefighters qualify as public safety employees even though only those in Milwaukee and police officers in West Allis endorsed Walker. In addition, the Professional Firefighters of Wisconsin
2. Unions Challenge Three Parts of Act 10
The Unions challenge three different parts of Act 10: (1) limitations on the permissible collective bargaining subjects of general employees; (2) stricter recertification requirements for general employee unions; and (3) a prohibition on the payroll deduction of union dues for general employees.
First, prior to Act 10, MERA and SELRA permitted public employees to collectively bargain over a broad array of subjects including their wages and conditions of employment. Moreover, these unions could negotiate "fair-share" agreements, which require employees opting out of union membership to pay "their proportionate share of the cost of the collective bargaining process and contract administration." See Wis. Stat. § 111.81(9). Act 10, however, limits general employee unions to the single topic of the "total base wages and excludes any other compensation." Wis. Stat. §§ 111.70(1)(a), (4)(mb), 111.81(1), 111.91(3). It also forbids fair-share agreements. Wis. Stat. §§ 111.70(2), 111.845.
Next, MERA and SELRA formerly permitted municipal or state employees to petition the Wisconsin Employment Relations Commission to hold an election to select a particular union as the employees' exclusive bargaining agent. Certification
Third, under a separate statute, Wisconsin permitted state employees to allow their employer to deduct a portion of their salaries for "[p]ayment of dues to employe[e] organizations," including unions. Municipalities could do likewise, provided that they extended the opportunity to all employee organizations with members in the particular unit. See Milwaukee Fed'n of Teachers Local 252 v. Wis. Emp. Relations Comm'n, 83 Wis.2d 588, 266 N.W.2d 314 (1978). Act 10 prohibits all payroll deductions for general employees. Wis. Stat. § 20.921(1)(a)2.
B. Procedural Background
The Unions filed suit in federal district court alleging that all three provisions violated the Equal Protection Clause because of the Act's differential treatment of public safety and general employees. They also claimed that the prohibition on payroll deductions for general employees violated the First Amendment on several grounds, including that the payroll deduction prohibition targeted employees who had not endorsed or otherwise politically supported Governor Walker when he ran for office in 2010.
1. General Employees Move to Intervene
Several municipal employees (the "Employees") moved to intervene in defense of Act 10. See Fed.R.Civ.P. 24(a). They were not members of the union, but pre-Act 10 law required them to pay union expenses under a fair-share agreement. After Act 10, the Employees were classified as general employees and thus no longer responsible for these dues.
2. Motion for Summary Judgment
The state moved for judgment on the pleadings, Fed.R.Civ.P. 12(c), and the Unions cross-moved for summary judgment on all claims, Fed.R.Civ.P. 56. Because the facts in the case are undisputed, the district court considered the motions together. The court also considered the Employees' motion to intervene.
The district court applied rational basis review to the equal protection claims and upheld the limitation on general employee collective bargaining. Wis. Educ. Ass'n Council v. Walker, 824 F.Supp.2d 856 (W.D.Wis.2012). It found a rational basis in the state's belief that applying Act 10 to public safety employees might result in a retaliatory strike that jeopardized the public welfare. A similar strike by the general employees, the state believed, would be less damaging. Id. at 866-68. However, the district court found no rational basis for treating the two groups differently with respect to the recertification and payroll deduction provisions. Id. at 868-70. It further concluded that the payroll deduction provision violated the First Amendment because the court determined that the differing political viewpoints of, and endorsements by, employees in the two classifications were the only possible justifications for Act 10's prohibition on payroll deductions for general employees. Id. at 870-76. Consequently, the district
The district court also denied the Employees' motion to intervene, concluding that their unique interest in the litigation was only "tangential" and that the state could adequately represent their interests. Id. at 860-61. Employees now appeal the denial of this motion to intervene.
We review a district court's ruling on summary judgment de novo, making all inferences of fact in favor of the non-moving party. Bennett v. Roberts, 295 F.3d 687, 694 (7th Cir.2002). We apply the same standard of review to a district court's ruling on a motion for judgment on the pleadings. ProLink Holdings Corp. v. Fed. Ins. Co., 688 F.3d 828, 830 (7th Cir. 2012).
A. Act 10 Does Not Violate the First Amendment
Act 10's payroll deduction prohibitions do not violate the First Amendment. The Unions offer several different First Amendment theories to rebut the compelling deference of rational basis review required under applicable law. Ultimately, none apply because the Supreme Court has settled the question: use of the state's payroll systems to collect union dues is a state subsidy of speech that requires only viewpoint neutrality. See Ysursa v. Pocatello Educ. Ass'n, 555 U.S. 353, 358-59, 129 S.Ct. 1093, 172 L.Ed.2d 770 (2009); see also Regan v. Taxation with Representation, 461 U.S. 540, 548, 103 S.Ct. 1997, 76 L.Ed.2d 129 (1983). Admittedly, the Unions do offer some evidence of viewpoint discrimination in the words of then-Senate Majority Leader Scott Fitzgerald suggesting Act 10, by limiting unions' fundraising capacity, would make it more difficult for President Obama to carry Wisconsin in the 2012 presidential election. While Senator Fitzgerald's statement may not reflect the highest of intentions, his sentiments do not invalidate an otherwise constitutional, viewpoint neutral law. Consequently, Act 10's prohibition on payroll dues deduction does not violate the First Amendment.
1. Use of the State's Payroll System to Collect Union Dues Subsidizes — Rather than Burdens — Speech
The Bill of Rights enshrines negative liberties. It directs what government may not do to its citizens, rather than what it must do for them. See Smith v. City of Chi., 457 F.3d 643, 655-56 (7th Cir.2006). While the First Amendment prohibits "plac[ing] obstacles in the path" of speech, Regan, 461 U.S. at 549, 103 S.Ct. 1997 (citation omitted), nothing requires government to "assist others in funding the expression of particular ideas, including political ones," Ysursa, 555 U.S. at 358, 129 S.Ct. 1093; see also Harris v. McRae, 448 U.S. 297, 318, 100 S.Ct. 2671, 65 L.Ed.2d 784 (1980) (noting that Constitution "does not confer an entitlement to such funds as may be necessary to realize all the advantages of a constitutional right). Thus, even though "publicly administered payroll deductions for political purposes can enhance the unions' exercise of First Amendment rights, [states are] under no obligation to aid the unions in their political activities." Ysursa, 555 U.S. at 359, 129 S.Ct. 1093.
In Ysursa, the Supreme Court squarely held that the use of a state payroll system to collect union dues from public sector employees is a state subsidy of speech. Id. As the Court explained, "the State's decision not to [allow payroll deduction of union dues] is not an abridgment of the
The Unions try to distinguish Ysursa by noting that the prohibition in Ysursa applied across-the-board to unions representing all public employees, unlike Act 10's prohibition targeting only general employees. Thus, the Unions argue, unlike the subsidy in Ysursa, Act 10 actively imposes burdens on the speech of unions representing general employees. Indeed, two recent district court cases have relied on precisely this argument to distinguish Ysursa in finding First Amendment problems with payroll deduction statutes similar to Act 10. See Bailey v. Callaghan, 873 F.Supp.2d 879, 885-86 (E.D.Mich. 2012); United Food & Commercial Workers Local 99 v. Brewer, 817 F.Supp.2d 1118, 1125 (D.Ariz.2011).
But the Unions' reasoning falters for two reasons: Act 10 erects no barrier to speech, and speaker-based discrimination is permissible when the state subsidizes speech. First, the prohibition on payroll deductions for general employees does not erect a barrier to the Unions' speech. As the district court here recognized, Act 10 diminishes speech only because it diminishes "the union's ability to fund its speech." Walker, 824 F.Supp.2d at 871. Thus, the "obstacle" to speech here is the cost of speaking, an obstacle the state itself has not created. And while the state may not erect "obstacles in the path of [the unions'] exercise of ... freedom of speech, it need not remove those [obstacles] not of its own creation." Regan, 461 U.S. at 549-50, 103 S.Ct. 1997 (quoting Harris, 448 U.S. at 316, 100 S.Ct. 2671) (original brackets omitted); see also Campbell, 883 F.2d at 1257 ("The state's failure to authorize payroll deductions for the [union] does not deny [union] members the right to associate, to speak, to publish, to recruit members, or to otherwise express and disseminate their views."); Brown, 718 F.2d at 1423 (same). Importantly, Act 10 does not present a situation where the state itself actively erected an obstacle to speech.
Second, such speaker-based distinctions are permissible when the state subsidizes speech. Nothing in the Constitution requires the government to subsidize all speech equally. A government subsidy "that discriminates among speakers does not implicate the First Amendment unless it discriminates on the basis of ideas." Leathers v. Medlock, 499 U.S. 439, 450, 111 S.Ct. 1438,
Unable to distinguish Act 10 from Ysursa and the Court's other speech subsidy cases, the Unions also liken the state's payroll deduction system to a nonpublic forum.
Thus, Ysursa requires us to analyze Act 10 under First Amendment cases involving speech subsidies. Under those cases, Act 10 presents no free speech problem unless it invidiously discriminates on the basis of viewpoint.
2. Act 10 Does Not Invidiously Discriminate on the Basis of Viewpoint
While the First Amendment does not require government to subsidize all speech equally, it does proscribe subsidies that discriminate on the basis of viewpoint. Regan, 461 U.S. at 548, 103 S.Ct. 1997; see also Ysursa, 555 U.S. at 359, 129 S.Ct. 1093; Rosenberger, 515 U.S. at 834, 115 S.Ct. 2510. Act 10, however, is viewpoint neutral because it is neither facially discriminatory nor a neutral façade for viewpoint discrimination.
a. Act 10 Is, on Its Face, Viewpoint Neutral
On its face, Act 10 is neutral — it does not tie public employees' use of the state's payroll system to speech on any particular viewpoint. See Velazquez, 531 U.S. at 546-48, 121 S.Ct. 1043 (speech subsidy viewpoint discriminatory when conditioned on recipient advancing particular viewpoint). Nevertheless, the Unions argue that Act 10 facially discriminates on the basis of viewpoint because general employee unions and public safety unions will necessarily espouse different viewpoints. Maybe they do. But this argument merely recycles the Unions' earlier assertion that speaker-based discrimination in the subsidy context requires heightened scrutiny. It does not. See Regan, 461 U.S. at 549-50, 103 S.Ct. 1997 (citing Harris, 448 U.S. at 316, 100 S.Ct. 2671). The cases cited by the Unions, which invalidated laws discriminating on the basis of speaker, confirm this principle. Each one — unlike Act 10 — involved a law that actively created barriers to speech rather than mere subsidies. For example, Citizens United v. FEC involved a law that prohibited speech by forbidding certain speakers from spending money, akin to prohibiting speech altogether. 558 U.S. 310, 130 S.Ct. 876, 896-97, 175 L.Ed.2d 753 (2010). Similarly, the statute in Sorrell v. IMS Health, Inc. — like that in Citizens United — actually prevented pharmaceutical manufactures from engaging in certain types of commercial speech. ___ U.S. ___, 131 S.Ct. 2653, 2663, 180 L.Ed.2d 544 (2012).
The mere fact that, in practice, the two categories of unions may express different viewpoints does not render Act 10 viewpoint discriminatory. The two groups here are no more likely to express different viewpoints (and the government subsidy no more likely to advantage a particular viewpoint) than the speaker-based distinction sanctioned in Regan. In that case, the advantaged group, veterans' organizations,
Retreating somewhat from the argument that public safety and general employee unions necessarily espouse different viewpoints, the Unions next argue that the public safety/general employee distinction is "likely" to have a viewpoint discriminatory effect. See Southworth v. Bd. of Regents of the Univ. of Wis. Sys., 307 F.3d 566, 593-94 (7th Cir.2002); Chi. Acorn v. Metro. Pier & Exposition Auth., 150 F.3d 695, 699-700 (7th Cir.1998). The courts in both Southworth and Chicago Acorn applied a nonpublic forum analysis to invalidate facially neutral policies that had the effect of viewpoint discrimination. Southworth, 307 F.3d at 593-94; Chi. Acorn, 150 F.3d at 699-700. In both cases, however, this effect inhered in the policy classification itself. The Chicago Acorn regulation, for example, waived rental fees for applicants who might generate favorable publicity. 150 F.3d at 699. This criterion, however, would inherently produce a discriminatory effect: "As applied to political applicants ..., a favorable-publicity criterion is especially likely to have political consequences, since the only political users of the pier who will generate large amounts of favorable publicity are respectable, popular politicians and respected, well-established political groups; pariahs need not apply." Id. at 699 (emphasis omitted). So too in Southworth, which involved two funding standards for student activities grants. One standard favored student organizations that had previously received funding; the other favored long-established organizations. 307 F.3d at 593. Because political and religious groups had previously been excluded from receiving funding, these two standards inherently disadvantaged religious and politically partisan viewpoints. Id. at 593-94. Unlike the classifications in Chicago Acorn and Southworth, however, Act 10's public safety and general employee distinction has no inherent connection to a particular viewpoint. In short, in Chicago Acorn and Southworth, a causal connection existed between the classifications and the discriminatory effect. In contrast, the connection between the classification in Act 10 and the Unions' perceived discriminatory effect is merely coincidental: a particular union's political views do not inhere in its status as a public safety union.
The distinction between public safety and general employee unions in Act 10 is facially neutral, and the Unions do not succeed in showing otherwise. Thus, we next consider whether Act 10 is a façade for invidious discrimination.
b. Act 10 Is Not a Façade for Invidious Discrimination
Because Act 10 itself does not facially discriminate on the basis of viewpoint, the Unions raise three other arguments suggesting that Act 10 presents a facially neutral façade for invidious viewpoint discrimination. These arguments require peering past the text of the statute to infer
The correlation between political endorsements and access to the payroll system does not render Act 10 view-point discriminatory. That the benefits of Act 10's subsidy may fall more heavily on groups with one particular viewpoint does not transform a facially neutral statute into a discriminatory one. In Hill v. Colorado, for example, a statute prohibited people from approaching within eight feet of any other person outside a healthcare facility for purposes of any oral protest, education, or counseling. 530 U.S. 703, 709-10, 120 S.Ct. 2480, 147 L.Ed.2d 597 (2000). According to the Court, the statute was neither content — nor view-point-based, even though the legislative history made "clear" that protests near abortion clinics "primarily motivated" the statute and its burdens would fall disproportionately on the speech of those protestors.
Nor does the Unions' underinclusivity argument fare any better. According to the Unions, Act 10 is underinclusive because several occupations that ensure public safety were omitted from the definition of "public safety employees." This underinclusivity, the Unions argue, presents a facially neutral façade concealing "a governmental attempt to give one side of a debatable public question an advantage in expressing its views to the people." City of Ladue v. Gilleo, 512 U.S. 43, 51, 114 S.Ct. 2038, 129 L.Ed.2d 36 (1994) (internal quotations omitted); see also Ridley, 390 F.3d at 86 (underinclusive regulations can suggest "viewpoint discrimination is afoot"). The district court seemingly agreed, concluding that "the only apparent reason for discriminating between the [two types of unions] is their different viewpoints." Walker, 824 F.Supp.2d at 876 (emphasis omitted). Indeed, the Supreme Court has, on occasion, expressed reservations about underinclusive regulations of speech. In City of Ladue, the Court did recognize that "the notion that a regulation of speech may be impermissibly underinclusive is firmly grounded in basic First Amendment principles," and that "through the combined operation of a general speech restriction and its exemptions, the government might seek to select the permissible subjects for public debate and thereby to control ... the search for political truth." 512 U.S. at 51, 114 S.Ct. 2038 (emphasis in original) (internal quotations omitted).
Neither case applies here, though. First, in City of Ladue, the Court worried only about underinclusivity driven by content discrimination. Thus, the First Amendment does not forbid all underinclusivity but only underinclusivity that "restricts too little speech because [the law's] exemptions discriminate on the basis of the signs' messages." 512 U.S. at 51, 114 S.Ct. 2038 (emphasis added). Only content-based or viewpoint-based exemptions implicate the concerns voiced in City of Ladue. The Court re-affirmed this view in R.A.V. v. City of St. Paul, explaining that "the First Amendment imposes not an `under-inclusiveness' limitation but a `content discrimination' limitation upon a State's prohibition of proscribable speech." 505 U.S. 377, 387, 112 S.Ct. 2538, 120 L.Ed.2d 305 (1992). As explained above, Act 10 contains no content- or viewpoint-discriminatory exemption. Instead, its exemption differentiates on the basis of speaker without
Left with a facially viewpoint neutral state subsidy of speech, both the Unions and the district court ultimately rely on the floor statements of Senator Fitzgerald, who, rising in support of Act 10, explained "[i]f we win this battle, and the money is not there under the auspices of the unions, certainly what you're going to find is President Obama is going to have a ... much more difficult time getting elected and winning the state of Wisconsin." Walker, 824 F.Supp.2d at 876 n. 17. This singular comment, however overtly partisan, reveals little of the intent of the legislature as a whole when it enacted Act 10 or the governor when he introduced it. See United States v. O'Brien, 391 U.S. 367, 384, 88 S.Ct. 1673, 20 L.Ed.2d 672 (1968) (noting "[w]hat motivates one legislator to make a speech about a statute is not necessarily what motivates scores of others to enact it"). The Supreme Court has recognized as much. O'Brien refused to infer discriminatory intent from the floor statements of three congressmen, explaining that courts should not "strike down an otherwise constitutional statute on the basis of an alleged illicit legislative motive." Id. at 383-86, 88 S.Ct. 1673. Likewise, Hill declined to do precisely that, explaining that "the contention that a statute is `viewpoint based' simply because its enactment was motivated by the conduct of the partisans on one side of a debate is without support." 530 U.S. at 724, 120 S.Ct. 2480. Indeed, in Hill the legislative record showed that legislators passed the statute primarily to address pro-life speech outside abortion clinics, yet Hill nevertheless found the statute content neutral. Id. at 715, 120 S.Ct. 2480; see also id. at 724-25, 120 S.Ct. 2480 (noting anti-picketing ordinance in Frisby v. Schultz, 487 U.S. 474, 108 S.Ct. 2495, 101 L.Ed.2d 420 (1988), held content neutral though "obviously enacted in response to the activities of antiabortion protesters"). And in Campbell, the Fourth Circuit refused the invitation to review the legislative record for evidence of discriminatory intent when the legislature permitted some unions to use payroll deductions but prohibited another union from doing so. 883 F.2d at 1260-62. In any event, we have insufficient basis to ascribe Senator Fitzgerald's personal position to the entire legislature.
At bottom, the use of the state payroll system to collect union dues is a state subsidy of speech. As such, the distinction between public safety and general employees only violates the First Amendment if it discriminates on the basis of viewpoint. Because we conclude that Act 10 is not viewpoint discriminatory, it does not implicate
B. Act 10's Provisions Survive Rational Basis Review
The parties necessarily agree that rational basis review governs the Unions' equal protection claims because Act 10 neither affects a "fundamental right[ ] nor proceed[s] along suspect lines." Heller v. Doe, 509 U.S. 312, 319, 113 S.Ct. 2637, 125 L.Ed.2d 257 (1993). Under this standard, a law avoids constitutional scrutiny as long as it bears a rational relationship to a legitimate government interest. Id. at 320, 113 S.Ct. 2637; Smith, 457 F.3d at 652. Importantly, we do not require the state to "actually articulate" the law's purpose or "produce evidence to sustain the rationality" of the classification. Heller, 509 U.S. at 320, 113 S.Ct. 2637; see Univ. Prof'ls of Ill., Local 4100 v. Edgar, 114 F.3d 665, 667 (7th Cir.1997). Instead, the law is presumed constitutional, and we impose a weighty burden on the Unions — they must "negative every ... basis which might support" the law because we will uphold it "if there is any reasonably conceivable state of facts" supporting the classification. Heller, 509 U.S. at 320, 113 S.Ct. 2637; see Williamson v. Lee Optical, 348 U.S. 483, 487-88, 75 S.Ct. 461, 99 L.Ed. 563 (1955). This basis need not be in the record so long as it finds "some footing in the realities of the subject addressed by the legislation." Heller, 509 U.S. at 321, 113 S.Ct. 2637.
Wisconsin was free to impose any of Act 10's restrictions on all unions. See Ysursa, 555 U.S. at 359, 129 S.Ct. 1093 (across-the-board payroll deduction limitations survive rational basis review); Smith v. Ark. State Highway Emps., Local 1315, 441 U.S. 463, 464-65, 99 S.Ct. 1826, 60 L.Ed.2d 360 (1979) (per curiam) (no right to collective bargaining in general); see also Minn. State Bd. for Cmty. Colls. v. Knight, 465 U.S. 271, 287, 104 S.Ct. 1058, 79 L.Ed.2d 299 (1984) (stating, in the context of collective bargaining, "[w]hen government makes general policy, it is under no greater constitutional obligation to listen to any specifically affected class"). The Unions instead challenge as irrational the division of public safety and general employees under the Equal Protection Clause. They apparently recognize that distinguishing certain unions that perform crucial tasks survives rational basis review, but they emphatically argue that the way Wisconsin divided the two groups is irrational. According to the Unions, the only explanation for the legislation is the extension of "rank political favoritism" towards the unions that supported the governor's campaign. Specifically, they argue that understanding why Wisconsin classified state motor vehicle inspectors as public safety employees but classified prison guards, the University of Wisconsin Police, and the Capitol Police as general employees requires "the exercise of strained imagination."
In doing so, the Unions invite us to speculate about the legislature's motive, at least in cases, they argue, where the distinctions between the two classes are "so disconnected" from a proffered purpose and "so closely connected" to an illegitimate purpose. This argument has ostensible appeal, but it is unsupported by our case law. Indeed, under rational basis review, we cannot search for the legislature's motive. See O'Brien, 391 U.S. at 383, 88 S.Ct. 1673 ("It is a familiar principle of constitutional law that this Court will not strike down an otherwise constitutional statute on the basis of an alleged illicit legislative motive."). All that matters is whether the statute, as written, furthers a legitimate government objective. Once we find a "rational relationship between the disparity of treatment and some legitimate governmental purpose," the act passes constitutional scrutiny.
The Unions' reliance on U.S. Department of Agriculture v. Moreno does not support their position that animus is relevant to our inquiry. 413 U.S. 528, 93 S.Ct. 2821, 37 L.Ed.2d 782 (1973). In Moreno, Congress amended the requirements for receiving food stamps to exclude groups of unrelated people living together, sharing common cooking facilities, and purchasing food in common. Id. at 530, 93 S.Ct. 2821. The Supreme Court noted that Congress apparently attempted to exclude "hippies" from fraudulently benefitting from the system. Id. at 534, 93 S.Ct. 2821. The Court rejected the Government's contention that Congress could rationally conclude that unrelated people living together were more likely to abuse the system because fraudulent hippies could simply alter their living arrangements by using separate kitchens or purchasing food individually, while unrelated households truly in need of the program would lack the financial resources to make such an arrangement. Id. at 535-38, 93 S.Ct. 2821. The Court concluded that Congress's classification wholly failed to further the government's interest because those that abused the system would continue to do so and those that Congress intended to help would not — the amendment neither furthered the program's original purpose of benefiting needy families nor limited the fraud perpetrated by non-needy, unrelated people living together. See id. at 538, 93 S.Ct. 2821. Viewing Moreno in this manner makes the case no different than any other rational basis case. Where, as in Moreno, an act furthers no legitimate government interest, it fails rational basis review. Moreno is not a case, as the Unions urge, where the Court suggested a statute would have passed rational basis review but for animus towards a particular group.
As unfortunate as it may be, political favoritism is a frequent aspect of legislative action. We said as much in Hearne v. Board of Education, 185 F.3d 770, 775 (7th Cir.1999). There, members of the Chicago Teachers Union challenged on various constitutional grounds, including the Equal Protection Clause, an act of the Republican-dominated legislature that severely curtailed Chicago teachers' job security relative to teachers in other parts of the state. Id. at 773. The unions argued, in part, that the Republican legislature retaliated against them for opposing Republicans in the previous election. Id. We candidly remarked, "there is no rule whereby legislation that otherwise passes the proper level of scrutiny ... becomes constitutionally defective because one of the reasons the legislators voted for it was to punish those who opposed them during an election campaign." Id. at 775. We went further stating, "[i]ndeed one might think that this is what election campaigns are all about: candidates run a certain platform, political promises made in the campaign are kept (sometimes), and the winners get to write the laws." Id. These sorts of decisions are left for the next election. Accordingly, we must resist the temptation to search for the legislature's motivation for the Act's classifications. We now turn to the three challenged provisions.
1. Collective Bargaining Limitations
Wisconsin is correct that the collective bargaining limitations constitutionally promote flexibility in state and local government budgets by providing public employers more leverage in negotiations. This alone, however, is not enough to save
We agree that Wisconsin reasonably concluded that the public safety employees filled too critical a role to risk such a stoppage. Not only has the Supreme Court previously held labor peace in certain instances is a legitimate state interest, the Court found the interest weighty enough to justify some impingement on the free speech rights of employees who do not belong to a union. See Ellis v. Bhd. of Ry. Clerks, 466 U.S. 435, 455-56, 104 S.Ct. 1883, 80 L.Ed.2d 428 (1984); see also Knox v. Serv. Emps. Int'l Union, Local 1000, ___ U.S. ___, 132 S.Ct. 2277, 2290, 183 L.Ed.2d 281 (2012) (describing "labor peace" as justification for public sector fair-share agreements). And experience has borne out the state's fears: in the wake of Act 10's proposal and passage, thousands descended on the state capital in protest and numerous teachers organized a sick-out through their unions, forcing schools to close, while the state avoided the large societal cost of immediate labor unrest among public safety employees. Wisconsin was free to determine that the costs of potential labor unrest exceeded the benefits of restricting the public safety unions.
This conclusion is uncontroversial: other courts have upheld distinctions between employee groups with similar classifications. See, e.g., Am. Fed'n of Gov't Emps. v. Loy, 281 F.Supp.2d 59, 65-66 (D.D.C. 2003) (constitutional to prohibit TSA airport screeners from collectively bargaining but permit other TSA employees to do so), aff'd, 367 F.3d 932 (D.C.Cir.2004); Margiotta v. Kaye, 283 F.Supp.2d 857, 864-65 (E.D.N.Y.2003) (constitutional to eliminate compulsory arbitration for court security officers but not other police officers). Indeed, when pressed at oral argument, the Unions' counsel acknowledged that the state could draw rational distinctions between public safety and general employees for this purpose. However, the Unions contend the way in which Wisconsin separated the two groups negates the legitimacy of the classifications. Fundamentally, they argue Wisconsin should have either classified motor vehicle inspectors as general employees or placed prison guards, the University of Wisconsin Police, and the Capitol Police in the public safety group.
The Supreme Court has continually rejected this sort of argument, stating "[d]efining the class of persons subject to a regulatory requirement ... requires that some persons who have an almost equally strong claim to favored treatment be placed on different sides of the line ... [and this] is a matter for legislative, rather than judicial, consideration." FCC v. Beach Commc'ns, Inc., 508 U.S. 307, 315-16, 113 S.Ct. 2096, 124 L.Ed.2d 211 (1993) (internal quotations). Thus, in Village of Belle Terre v. Boraas, the Court upheld a zoning regulation that permitted two unrelated people to live together but prohibited three or more of them from doing so because such arrangements are more likely to constitute boarding or fraternity houses that nuisance neighbors. 416 U.S. 1, 2, 9, 94 S.Ct. 1536, 39 L.Ed.2d 797 (1974). In doing so, the Court implicitly acknowledged that many of the forbidden households would not cause nuisances and were indistinguishable from permitted arrangements, but the Court refused to invalidate the ordinance because "every line drawn by a legislature leaves some out that might well have been included." Id. at 8, 94 S.Ct. 1536. Similarly, in Vance v. Bradley,
Thus, we cannot, as the Unions request, determine precisely which occupations would jeopardize public safety with a strike. Even if we accept that Wisconsin imprudently characterized motor vehicle inspectors as public safety employees or the Capitol Police as general employees, invalidating the legislation on that ground would elevate the judiciary to the impermissible role of supra-legislature. The judiciary's refusal to take on this role explains why, applying rational basis review in City of New Orleans v. Dukes, the Supreme Court hypothesized reasons for upholding the preferential treatment of pushcart vendors that worked for longer than eight years even without a showing that they were more qualified than newer vendors. 427 U.S. 297, 298, 305, 96 S.Ct. 2513, 49 L.Ed.2d 511 (1976) (per curiam). Further, it explains why the Court, in Lee Optical, upheld a law allowing only ophthalmologists and optometrists to install prescription eye lenses, even though opticians possessed similar skills. 348 U.S. at 486, 490-91, 75 S.Ct. 461. Distinguishing between public safety unions and general employee unions may have been a poor choice, but it is not unconstitutional.
2. recertification requirements
Many of the justifications for the collective bargaining limitation also apply to the recertification requirement. As we mentioned, Act 10 exhibits a rational belief that public sector unions are too costly for the state. The recertification process furthers this interest by imposing a recertification burden that impacts unions' influence over employees who are less passionate about union representation. The Unions characterize this voting rule as arcane, but the alternative to Act 10 would appear to be the outright elimination of all general employee unions. Instead, the legislature enacted a law which presumes
Because the state clearly has an interest in the recertification requirement, the rational basis for applying it only to general employees flows from the justification for differentially applying the collective bargaining limits. The provision may tend to weaken unions, and Wisconsin rationally feared backlash — either immediate or eventual (in the event a public safety union later failed to garner recertification support) — if it applied the provision to the public safety unions. The Unions raise the same sorts of arguments against this provision that they did against the collective bargaining provision — that it was irrational to include the motor vehicle inspectors but exclude safety-related unions like the Capitol Police. For the reasons in the previous section, these arguments are unavailing.
3. Payroll Deduction Prohibition
As we explained in Part II.A., because the payroll deduction prohibition does not implicate the First Amendment, we analyze this provision under rational basis review.
The Unions also label as "wholly implausible" the legislature's fear that a payroll prohibition on public safety employees would trigger an illegal strike. But rational basis review does not require the state to "produce evidence to sustain the rationality" of the law, provided the law has "some footing in the realities of the subject addressed by the legislation." Heller, 509 U.S. at 320-21, 113 S.Ct. 2637. The state's fear is rational, particularly considering the controversy surrounding passage of Act 10 and the Unions' own admission before the district court that the effect of the payroll prohibition would be "catastrophic." Consequently, the payroll dues prohibition survives rational basis review.
C. The District Court Did Not Err in Denying Proposed Intervenors' Motion to Intervene
The Employees filed a motion to intervene as of right in support of the state.
1. Direct and Substantial Interest
Intervention as of right requires a "direct, significant[,] and legally protectable" interest in the question at issue in the lawsuit. Keith v. Daley, 764 F.2d 1265, 1268 (7th Cir.1985). That interest must be unique to the proposed intervenor. Id. Moreover, the question of "[w]hether an applicant has an interest sufficient to warrant intervention as a matter of right is a highly fact-specific determination, making comparison to other cases of limited value." Sec. Ins. Co. of Hartford v. Schipporeit, Inc., 69 F.3d 1377, 1381 (7th Cir. 1995).
The Employees assert they have a First Amendment interest in not paying compulsory union fees and in rejecting the union as their state-imposed bargaining agent. However, the Employees largely acknowledge that Abood v. Detroit Board of Education and its progeny settle this question. 431 U.S. 209, 97 S.Ct. 1782, 52 L.Ed.2d 261 (1977). There, the Court held that a public sector union could recover expenses related to collective bargaining from nonmembers even though they could not force nonmembers to fund political or ideological union projects. Id. at 234, 97 S.Ct. 1782. Although this payment "significant[ly] impinge[s] on First Amendment rights" of nonmember employees, the governmental interest in "industrial peace" justifies this intrusion on free speech. Ellis, 466 U.S. at 455-56, 104 S.Ct. 1883; see also Knox, 132 S.Ct. at 2290 (describing "labor peace" as justification for public sector fair-share agreements). Thus, under Abood and Ellis, the state could properly compel the Employees to pay union charges under fair-share agreements, precisely as it did before passage of Act 10.
The Employees do not dispute any of this, nor do they assert any constitutional right allowing them to escape payment of the union expenses that Abood and its progeny have allowed. Instead, they argue that Act 10 "changes the constitutional calculus" underlying this First Amendment analysis. According to the Employees, when the state passed Act 10, it abolished "industrial peace" as a compelling interest that justified the First Amendment concerns of dissenting employees subject to fair-share agreements. This new constitutional calculus, they continue, "opens the door for Employees to directly assert and protect their nascent First Amendment claims" because "[t]here no longer are any sufficiently weighty state interests to justify compromising the First Amendment interests recognized in cases such as Abood." Even if that were true, the Employees' First Amendment interests have little to do with the claims raised by the Unions, which focus on the Unions' free speech rights. The question of the Employees' free speech rights is, as the district court explained, tangential.
2. Adequacy of Representation
Even assuming a direct interest in the litigation, the state adequately represents the interests of the Employees. The district court applied a deferential standard requiring gross negligence or bad faith to
Although intervention requires only a "minimal" showing of inadequate representation, see Trbovich v. United Mine Workers of Am., 404 U.S. 528, 538 n. 10, 92 S.Ct. 630, 30 L.Ed.2d 686 (1972), when the prospective intervenor and the named party have the same goal, a "presumption [exists] that the representation in the suit is adequate," Shea v. Angulo, 19 F.3d 343, 347 (7th Cir.1994). The prospective intervenor then must rebut that presumption and show that some conflict exists. Meridian Homes Corp. v. Nicholas W. Prassas & Co., 683 F.2d 201, 205 (7th Cir.1982). Here, the Employees and the state share the same goal: protecting Act 10 against the Unions' constitutional challenge. The Employees have admitted as much, declaring that "[i]f Act 10 is declared valid, [the] Employees' First Amendment rights are completely vindicated." Thus, by their own admission, the Employees have exactly the same goal as the state. Yet they identify no conflict rendering the state's representation inadequate. Instead, Employees rely largely on post-hoc quibbles with the state's litigation strategy. This does not provide the conflict of interest necessary to render the state's representation inadequate.
In summation, the district court properly denied the Employees' motion to intervene as of right. They did not articulate a direct, substantial, and legally cognizable interest in the litigation, nor was the state an inadequate representative of their interests. Thus, the district court below, and this Court on appeal, does not need to consider their arguments.
For the foregoing reasons, we AFFIRM the district court's ruling that the collective bargaining provisions satisfy rational basis, REVERSE the district court's rulings that the recertification provisions and payroll deduction provisions do not satisfy rational basis, and AFFIRM the district court's denial of proposed intervenors' motion to intervene.
HAMILTON, Circuit Judge, concurring in the judgment in part and dissenting in part.
Elections have consequences, as this case reminds us. Although the rationales offered for the State's different treatment of collective bargaining for "public safety" employees and "general" employees seem flimsy to me, the highly deferential rational-basis review requires that we uphold the principal provisions of Wisconsin's Act 10 against equal protection challenges. This is particularly true where the federal Constitution would not prevent the State from removing all collective bargaining rights of public employees. I therefore join the portion of the judgment upholding the new statutory limits on the subject matters of collective bargaining for the general employees.
I respectfully dissent, however, from the portion of the court's decision upholding Wisconsin's selective prohibition on payroll deductions for dues for some public employee unions but not others. The district court correctly held that the new law's selective prohibition on payroll deductions violates the First Amendment rights of the plaintiff unions and their members. It is well established that a government employer creates what First Amendment doctrine calls a "nonpublic forum" when it establishes a system for employee payroll deductions for payment to various third parties, including labor unions. It is equally well established under the First Amendment that the public employer may not engage in political or viewpoint discrimination when choosing which payroll deductions are allowed. After close examination of the relevant evidence, the district court correctly found that Wisconsin's new law amounts to unconstitutional viewpoint discrimination. The majority attempts to avoid this result by portraying the new law as merely denying plaintiffs a "subsidy" for speech. As explained below, that approach fails to come to grips with the applicable First Amendment doctrine and precedents, as well as the evidence showing viewpoint discrimination in the new and selective prohibition.
Part I-A of this opinion summarizes the established First Amendment framework for nonpublic forum analysis and its application to the union dues withholding provisions. Part I-B addresses the requirement of viewpoint neutrality and shows that we cannot end our analysis when we find merely facial neutrality. Part I-C then reviews the evidence showing that the selective limits on payroll deductions here violate the First Amendment. Finally, Part II explains my reasons for concurring in the judgment upholding the annual recertification provisions.
I. The Discriminatory Limits on Payroll Deductions of Union Dues
A. Payroll Deductions as a "Nonpublic Forum"
On the payroll deduction issue, let's start with the common ground. My colleagues and I agree, as all the parties in the case do, that the federal Constitution does not require the State to "subsidize" the plaintiff unions by continuing to provide payroll deductions for union dues. The majority's emphasis on this uncontroversial point misses the real point of the plaintiffs' First Amendment claim. See ante at 645-48. Wisconsin has chosen to create such a system of payroll deductions. The new law keeps that system in place for "public safety" employees and their unions but denies access to that same system for all other public employees and their unions. It's that discrimination that causes the problem here.
The most relevant corner of First Amendment doctrine here is the law applicable to a "nonpublic forum." When a government is not required to open its property for expressive or communicative purposes, but chooses to do so for limited purposes, it has created a nonpublic forum. The general First Amendment standards for a nonpublic forum are settled: "Control over access to a nonpublic forum can be based on subject matter and speaker identity so long as the distinctions drawn are reasonable in light of the purpose
As the term suggests, the nonpublic forum may be a literal forum, such as a place where the government provides shelter, heat, light, and security, such as meeting space in a public school in Lamb's Chapel. See also, e.g., Grossbaum v. Indianapolis-Marion County Bldg. Auth., 63 F.3d 581, 586 (7th Cir.1995) (public building lobby was nonpublic forum for holiday seasonal displays). First Amendment precedents also make clear, though, that a nonpublic forum may be less literal, such as a charitable campaign where the government provides an audience and subsidizes both communications and even payroll deductions. In fact, Lamb's Chapel, which involved a literal forum, followed Cornelius. That case held that the Combined Federal Campaign, which solicits charitable donations from federal employees through payroll deductions, is a nonpublic forum. 473 U.S. at 805-06, 105 S.Ct. 3439. Accord, e.g., Davenport v. Washington Educ. Ass'n, 551 U.S. 177, 188-89, 127 S.Ct. 2372, 168 L.Ed.2d 71 (2007) (applying nonpublic forum requirements of viewpoint neutrality and reasonableness to public employee union dues withholding system); Pilsen Neighbors Community Council v. Netsch, 960 F.2d 676, 685-86 (7th Cir.1992) (state program for charitable gifts by payroll deduction was a nonpublic forum). See also Rosenberger v. Rector and Visitors of Univ. of Virginia, 515 U.S. 819, 830, 115 S.Ct. 2510, 132 L.Ed.2d 700 (1995) (state university's fund for student organizations was nonpublic forum); Choose Life Illinois Inc. v. White, 547 F.3d 853, 865 (7th Cir.2008) (specialty license plates were nonpublic forum); Christian Legal Society v. Walker, 453 F.3d 853, 865-66 (7th Cir.2006) (following Rosenberger, applying nonpublic forum analysis to state university fund for student organization).
The majority opinion proceeds as if there were an important difference between the "nonpublic forum" cases, such as Cornelius, Davenport, and Rosenberger, on one hand, and the "subsidy" line of cases. See ante at 645-48, citing Regan v. Taxation with Representation of Washington, 461 U.S. 540, 103 S.Ct. 1997, 76 L.Ed.2d 129 (1983) ("subsidy" case); Ysursa v. Pocatello Educ. Ass'n, 555 U.S. 353, 129 S.Ct. 1093, 172 L.Ed.2d 770 (2009) (another "subsidy" case); and Rosenberger (a "nonpublic forum" case). There is no important difference. What is a nonpublic forum if not a subsidy? The government is not required to provide any subsidy. Nor is it required to provide the forum, but if it does, there is likely to be some form of at least indirect subsidy, whether in the form of light and heat for a literal forum or modest administrative costs for payroll deductions. Regardless of the preferred label, the essential requirements are the same: a generous standard of reasonableness but a prohibition on viewpoint discrimination, as the majority itself acknowledges. Ante at 648.
B. Nonpublic Forums Require Genuine Viewpoint Neutrality
So we have a nonpublic forum, which means that the State's selective limits on payroll dues deductions must satisfy the First Amendment requirements for a nonpublic forum, including viewpoint neutrality. As Cornelius, Lamb's Chapel, Rosenberger, and many other cases show, "[s]peech restrictions in a nonpublic forum must not discriminate on the basis of viewpoint." Christian Legal Society v. Walker, 453 F.3d 853, 865 (7th Cir.2006).
The requirement of viewpoint neutrality in handling public employees' payroll deductions
Thus, whether the State is understood to be providing benefits or subsidizing speech, the First Amendment governs the State's decisions that limit access to nonpublic forums and prohibits granting or denying access based on the differing viewpoints of particular groups. "These principles provide the framework forbidding the State to exercise viewpoint discrimination, even when the limited public forum is one of its own creation." Rosenberger, 515 U.S. at 829, 115 S.Ct. 2510 ("Once it has opened a limited forum, however, the State must respect the lawful boundaries it has itself set."); see also Elena Kagan, The Changing Face of First Amendment Neutrality: R.A.V. v. St. Paul, Rust v. Sullivan and the Problem of Content-Based Underinclusion, 1992 Sup. Ct. Rev. 29, 43 (1996) ("The government may not use its broad discretion over the property it owns to advantage some viewpoints at the expense of others....").
As the majority points out, on its face, Wisconsin's Act 10 seems viewpoint-neutral: public safety unions can have dues withheld from paychecks, while other public employee unions cannot. Facial neutrality, however, is not the end of the matter. The real question here is whether the new law violates — in fact — the well-established requirement of viewpoint neutrality. "Distinguishing between a permissible content-based restriction and an impermissible viewpoint-based restriction is not always easy." Choose Life Illinois, Inc. v. White, 547 F.3d 853, 865 (7th Cir. 2008).
The Supreme Court has made clear that consideration of viewpoint neutrality or bias does not end with a superficial look at the face of the state's policy. In Cornelius, for example, the federal government argued that its exclusion of advocacy groups from the Combined Federal Campaign charity drive was a viewpoint-neutral rule designed to avoid disruption of federal workplaces and ensure the success of the campaign. The Supreme Court described those as "facially neutral and valid justifications" for the rule, 473 U.S. at 812, 105 S.Ct. 3439, but that was not the end of the case. The Court also noted that other evidence cast doubt on the genuineness of the stated concerns, such as the inclusion of other groups in the campaign that did not seem to fit the stated criteria. There was no requirement that rules limiting access to a nonpublic forum be "precisely tailored," but evidence of a lack of fit between the stated rules and the actual practice gave the Court enough pause to order a remand to pursue the issue of viewpoint neutrality or bias: "While we accept the validity and reasonableness of the justifications offered by petitioner for
Despite the majority's disclaimer in its footnote 7, this passage in Cornelius not only encourages but actually directs lower courts to consider claims that an invidious, viewpoint-biased motive lies behind a facially neutral restriction on access to a nonpublic forum. See also Southworth v. Board of Regents of Univ. of Wisconsin System, 307 F.3d 566, 594 (7th Cir.2002) (finding that facially neutral classifications actually favored non-political organizations thereby resulting in viewpoint discrimination); Pilsen Neighbors Community Council v. Netsch, 960 F.2d at 686-88 (finding no First Amendment violation with Illinois's system for charitable payroll deductions where criteria were viewpoint-neutral both facially and as applied).
This requirement of genuine viewpoint neutrality, both facially and as applied, is entirely consistent with the Supreme Court's decision in Ysursa v. Pocatello Education Ass'n, 555 U.S. 353, 129 S.Ct. 1093, 172 L.Ed.2d 770 (2009), upon which the majority relies so heavily. The issue the Supreme Court faced in Ysursa was whether the state of Idaho could prohibit local governments from taking payroll deductions for any political activities, defined broadly enough to include contributions to unions' political action committees. The Court upheld the state law, reasoning primarily that the prohibition was evenhanded and served the state's legitimate purpose of avoiding the reality or appearance of government favoritism or entanglement with partisan politics. 555 U.S. at 360, 129 S.Ct. 1093.
Separate opinions by Justices Stevens, Souter, and Breyer questioned whether the prohibition was in fact evenhanded and viewpoint-neutral. The Court addressed their concern in a lengthy footnote. First, the Court explained that the plaintiffs had not tried to establish viewpoint discrimination in the lower courts. The Court then, in a comment directly applicable to this case, added that if the prohibition were not enforced evenhandedly in the future, "plaintiffs are free to bring an as-applied challenge." Id. at 361 n. 3, 129 S.Ct. 1093, citing National Endowment for the Arts v. Finley, 524 U.S. 569, 587, 118 S.Ct. 2168, 141 L.Ed.2d 500 (1998) ("even in the provision of subsidies, the Government may not `ai[m] at the suppression of dangerous ideas'"), quoting in turn Regan v. Taxation with Representation of Washington, 461 U.S. at 550, 103 S.Ct. 1997.
In other words, Ysursa applied First Amendment doctrine to uphold a broad ban on payroll deductions for union dues that did not discriminate on the basis of viewpoint. That much is common ground in this case. But on the contested issue in this case, the more important point is that Ysursa reinforced the established law that viewpoint discrimination in a government's limits on access to a payroll deduction system can violate the First Amendment. 555 U.S. at 361 n. 3, 129 S.Ct. 1093. This remains true whether one prefers to speak in terms of a subsidy or a nonpublic forum. Ysursa simply did not decide an issue like the one we face here, whether Act 10's facially neutral but selective limits on access to public payroll deductions are actually viewpoint-neutral or not.
C. The Wisconsin Law and Viewpoint Discrimination
Following the teaching of Cornelius and the other cases discussed above, I turn now to Wisconsin's Act 10 and the actual effects of the restrictions on access to payroll deductions, taking the unions' evidence and the State's explanations in turn. Despite the superficial, facial neutrality as to viewpoint, the plaintiffs offered persuasive evidence that the different treatment of "public safety" unions and "general employee" unions is in reality an unconstitutional exercise in viewpoint discrimination. The majority asks the right question but then averts its eyes from the evidence needed to answer it, saying that plaintiffs' arguments "require peering past the text of the statute to infer some invidious legislative intention. We decline this invitation." Ante at 649-50.
"Peering past the text" is exactly what we are supposed to do here. "The existence of reasonable grounds for limiting access to a nonpublic forum, however, will not save a regulation that is in reality a facade for viewpoint-based discrimination." Cornelius, 473 U.S. at 811, 105 S.Ct. 3439. That's what the Supreme Court taught in Cornelius, as well as Ysursa, and Lamb's Chapel. Let's turn to that evidence.
1. Plaintiffs' Evidence of Viewpoint Discrimination
Consistent with the Supreme Court's teachings, the plaintiffs rely on three points that together show the State's proffered rationale is a pretext for viewpoint (here, political) discrimination. The first is the close correlation between various unions' political endorsements in the 2010 Wisconsin governor's race and their ability to continue payroll deductions. The second is the flimsiness of the State's proffered rationales for drawing the line as it did between public safety and general employees and for barring payroll deductions of union dues for all but public safety employees. The third is the overtly partisan political explanation for the Act that was offered in the legislative debate.
a. Political Endorsements of the Affected Unions
Five unions representing public sector employees endorsed then-candidate Walker for governor during the 2010 campaign: the Wisconsin Troopers Association, whose members are state troopers and motor vehicle inspectors; the Milwaukee Police Association; the Milwaukee Professional Fire Fighters Association; the West Allis Professional Police Association; and the Wisconsin Sheriffs and Deputy Sheriffs Association Political Action Committee. The members of all five organizations are included in the new law's "public safety" classification. They all retained their full collective bargaining rights, including payroll deductions for union dues and fair share payments.
The net effect is that all public employees represented by unions that endorsed Governor Walker continue to enjoy collective bargaining, and those unions continue to benefit from payroll deductions. On the other hand, nearly all members of the public employee unions that did not endorse Governor Walker are categorized as "general" employees. Their bargaining rights have been reduced to a hollow shell and payroll deductions are not available for their union dues. The correlation is admittedly not perfect — some other local police and fire unions did not endorse Governor Walker but are "public safety" employees — but it's very strong. As the district court noted, the "fact that none of the public employer unions falling into the general category endorsed Walker in the 2010 election and that all of the unions that endorsed Walker fall within the public safety category certainly suggests that unions representing general employees have different viewpoints than those of the unions representing public safety employees." Wisconsin Educ. Ass'n Council v. Walker, 824 F.Supp.2d 856, 873 (W.D.Wis. 2012).
b. The State's Explanations
Of course, the correlation between political allegiance to the governor and continued access to payroll deductions could be just a coincidence, a result of a reasonable policy decision to treat public safety employees differently than other public employees. Legislation is not unconstitutional just because it favors political supporters or harms opponents. See Hearne v. Board of Educ. of City of Chicago, 185 F.3d 770, 775 (7th Cir.1999).
The State argues that public safety employees were treated more generously because they were in a position to strike (albeit illegally) and thereby to undermine public safety.
A closer look undermines that explanation. The state employs many police officers, firefighters, and others with important public safety responsibilities who are excluded from the "public safety" classification of Act 10. If the State's proffered explanation for treating "public safety" employees differently were actually true, it would be hard to understand why that explanation would not apply as well to police officers at the University of Wisconsin, Capitol Police officers, the State's thousands of correctional and probation officers, and many others with important public safety duties. Instead, those employees, whose unions did not endorse Governor Walker, are treated as general employees, and their unions do not benefit from payroll deductions.
As the district court explained, one particular gerrymander of the legislative classifications illustrates the problem well. The Wisconsin Law Enforcement Association (WLEA) has been the collective bargaining representative for state troopers, other employees of the Wisconsin State Patrol, and many other law enforcement personnel who work for the state, including the Capitol Police and the University
Perhaps a strike by motor vehicle inspectors might threaten the breakdown of public order and state government, but it's hard to see how. It's especially hard to see how the threat of a strike by motor vehicle inspectors could reasonably be deemed more significant than a strike by, say, correctional officers or many other law enforcement officers excluded by the new law. The district court recognized this as well, noting that in the context of the dues withholding provision and annual recertification requirements, "the relationship between the interest of avoiding strikes and these other challenged provisions is substantially more tenuous." Wisconsin Educ. Ass'n Council v. Walker, 824 F.Supp.2d at 868. In the context of employment discrimination law, such an implausible explanation is treated as a pretext, which allows a reasonable inference of unlawful discrimination. E.g., Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133, 120 S.Ct. 2097, 147 L.Ed.2d 105 (2000). That's what we have here, too.
The State's and majority's reasoning is even harder to understand when we consider the State's own analysis governing the classifications. The Deputy Secretary of the Wisconsin Department of Administration assisted in developing and analyzing Act 10 and explained the line-drawing process in an affidavit. She was in part responsible for "planning for contingencies arising from the enactment of Act 10 including potential job actions and strikes." As part of this analysis, she assessed which departments provided "critical state services," the interruption of which would threaten public safety. The assessment concluded that the Department of Corrections and its staff were crucial. It further found that even with the National Guard's standing plan to replace the Department of Corrections if necessary, "there were insufficient State resources" to "fulfill the backfill staffing requirements to ensure the continuation of critical services in the event of a mass job action." Supp.App. at 130-32.
The internal analysis also "identified a probable gap in staffing for state building and staff security in the event of large scale protests." Id. at 132. Yet the Capitol Police were also categorized as "general employees" deemed not critical to public safety in the event of a mass action. That mass action did in fact occur on the steps of the very Capitol that, after the passing of Act 10, risked being understaffed in the event of a strike in response to Act 10.
I recognize, of course, that when governing access to a nonpublic forum, the State
The State also argues more specifically that the selective prohibition on payroll deductions for union dues serves the purpose of "favoring employee choice." This explanation is so specious that it only adds further support for the district court's conclusion that the State's explanations are pretexts. Under Act 10, general employees cannot be required to pay union dues or fair share payments. Even if payroll deductions were still available, they would be available only from those union members who voluntarily chose to pay dues in that way. Denying those employees the ability to make voluntary payments through payroll deductions does not even arguably promote "employee choice" for those employees.
By comparison, the State is continuing the practice of payroll deductions for the favored public safety unions that supported Governor Walker. Those unions are still entitled to require payment of union dues or fair share payments from all members of the bargaining unit. The continued payroll deductions for those unions therefore include entirely involuntary payments by employees who are not union members and who object to the payments and payroll deductions. If "employee choice" were actually the favored policy, the State's selective decision to prohibit voluntary payroll deductions for the benefit of some unions while still enforcing involuntary payroll deductions for the favored unions is difficult to understand.
c. Legislative Debate
In the district court the State relied solely on an argument that the First Amendment simply did not apply to its decisions about payroll deductions. That defense was mistaken for reasons already explained. In considering the payroll deduction provisions, the district court noted "the only justification in the record for prohibiting dues withholding for general employees is limiting the speech of that class of unions. During the intense legislative debate on what became Act 10, Senate Majority Leader Scott Fitzgerald commented that `[i]f we win this battle, and the money is not there under the auspices of the unions, certainly what you're going to find is that President Obama is going to have a ... much more difficult time getting elected and winning the state of Wisconsin.'" Wisconsin Educ. Ass'n Council v. Walker, 824 F.Supp.2d at 875-76 n. 17 (ellipsis in original).
Helping one side win elections is certainly a rational reason for the payroll deduction limits, and the limits were designed well to serve that purpose. But under the First Amendment, of course, it's not a permissible reason for restricting access to the nonpublic forum of payroll deductions. It's transparent viewpoint discrimination. So the State and the majority need to sweep the majority leader's candid statement under a rug.
As a general rule, the O'Brien point is certainly correct, and if the majority leader's speech were the only evidence of viewpoint discrimination, it would be difficult to find a First Amendment violation based solely on that one speech. But neither O'Brien nor many other Supreme Court decisions require that we wear blinders to block our view of reality when we examine a serious claim that the legislature chose to engage in unconstitutional viewpoint discrimination, especially when that evidence of legislative purpose corroborates other, more familiar and comfortable forms of evidence. "In short, the relevance of motive to constitutional adjudication varies by context. No automatic cause of action exists whenever allegations of unconstitutional intent can be made, but courts will investigate motive when precedent, text, and prudential considerations suggest it necessary in order to give full effect to the constitutional provision at issue." Grossbaum v. Indianapolis-Marion County Bldg. Auth., 100 F.3d 1287, 1294 (7th Cir.1996). "Motive may thus be a vital piece of evidence that courts must use to judge the viewpoint-neutrality of the regulation." Id. at 1298; see also Elena Kagan, Private Speech, Public Purpose: The Role of Governmental Motive in First Amendment Doctrine, 63 U. Chi. L.Rev. at 442 (reading O'Brien to stand for "a narrower proposition, relating not to the propriety of inquiring into motive, but to the means by which to conduct this inquiry").
The evidence of unconstitutional legislative purpose here is similar to evidence of legislative purpose the Supreme Court has relied upon in other cases, such as Wallace v. Jaffree, 472 U.S. 38, 105 S.Ct. 2479, 86 L.Ed.2d 29 (1985), which struck down a state law authorizing a daily moment of prayer or meditation in public schools. The sponsor testified after the enactment that his purpose was to "return voluntary prayer to our public schools." Id. at 43, 105 S.Ct. 2479. The sponsor's statement was relevant and probative, at least where it corroborated other evidence indicating an unconstitutional motive. Id. at 57, 105 S.Ct. 2479 (Stevens, J.), and 65 (Powell, J., concurring). The same is true of evidence of motive in Edwards v. Aguillard, 482 U.S. 578, 586-87, 107 S.Ct. 2573, 96 L.Ed.2d 510 (1987) (relying in part on legislative sponsor's statements about purpose to strike down law requiring teaching of creationism), and Village of Arlington Heights v. Metropolitan Housing Development Corp., 429 U.S. 252, 265-66, 268, 97 S.Ct. 555, 50 L.Ed.2d 450 (1977) (considering evidence of legislators' racial motives as part of larger set of evidence regarding reasons for refusal to rezone property to allow multiple-family housing). Cf. Perry Educ. Ass'n v. Perry Local Educators' Ass'n, 460 U.S. 37, 49 n. 9, 103 S.Ct. 948, 74 L.Ed.2d 794 (1983) (finding no viewpoint discrimination in nonpublic forum, in part, because "there is no indication in the record that the policy was motivated by a desire to suppress the PLEA's views"). See also John Hart Ely, Legislative & Administrative Motivation in Constitutional Law, 79 Yale L.J. 1205, 1279 (1970)
2. The State's Additional Justifications
For the first time on appeal, the State has advanced three additional reasons for the selective prohibition on payroll deductions for union dues. The State contends that it no longer has any interest in securing the stability and continuity of "general employee" unions because they no longer have meaningful collective bargaining rights. Therefore, the State argues, it cannot justify the additional expenditure or alleged increased exposure to liability of withholding dues for "general employees." These additional justifications all center on the argument that, as the State puts it in its reply brief, "public safety" unions after Act 10 have a "fundamentally different relationship with the State and municipal employers than other employee organizations" by dint of their full collective bargaining rights. State Reply Br. 40. From this premise, the State argues, it is reasonable for it to create a nonpublic forum to "assist those employee organizations whose members have full collective bargaining privileges in the collection of their dues." State Reply Br. 33. This argument was waived in the district court; even on its merits it is merely circular.
On the waiver point, in the district court, the State's only response to plaintiffs' First Amendment challenge to the payroll deduction provision was an argument that the First Amendment simply did not apply. Wisconsin Educ. Ass'n Council v. Walker, 824 F.Supp.2d at 875 ("In defending against plaintiffs' First Amendment challenge, defendants exclusively argue that the prohibition on the withholding of union dues from paychecks of general employees does not implicate the First Amendment."). That position was obviously mistaken; my colleagues and I agree to that extent, at least. As a result, the State's entire defense on appeal was a creation solely for the appeal. The State's handling of the issue amounts to a waiver of other theories of defense. See, e.g., Fednav Int'l Ltd. v. Continental Ins. Co., 624 F.3d 834, 841 (7th Cir.2010) ("[A] party has waived the ability to make a specific argument for the first time on appeal when the party failed to present that specific argument to the district court, even though the issue may have been before the district court in more general terms."); Domka v. Portage County, 523 F.3d 776, 783 (7th Cir.2008) ("[A] party opposing a summary judgment motion must inform the trial judge of the reasons, legal or factual, why summary judgment should not be entered. If it does not do so, and loses the motion, it cannot raise such reasons on appeal.") (citations omitted).
The majority has chosen, however, to indulge this tactic by allowing the State to prevail based on arguments that were never made to the district judge. I disagree, but even more to the point, the State's late and ad lib attempt to come up with a viewpoint-neutral defense of the payroll deduction policy is further evidence that the defense is just a pretext for unconstitutional viewpoint discrimination.
We have previously acknowledged the potential to camouflage impermissible viewpoint discrimination by cloaking it in facially neutral classifications. "Because subject matter discrimination is clearly constitutional in nonpublic fora, classifying a particular viewpoint as a subject rather than as a viewpoint on a subject will justify discrimination against the viewpoint. This inherent manipulability of the line between subject and viewpoint has forced courts to scrutinize carefully any content-based discrimination." Grossbaum v. Indianapolis-Marion County Bldg. Auth., 100 F.3d at 1298 (citations omitted). The State may not, therefore, pick and choose who may participate in the nonpublic forum based on the speaker's viewpoint. This protection applies to both the definition of the purpose of the nonpublic forum and to the criteria for eligibility to participate in that forum. We should affirm the district court's decision striking down the ban on payroll deductions of union dues for "general" public employees.
II. The Annual Recertification Requirement
I concur in the portion of the judgment upholding the annual recertification requirement against the equal protection challenge. It is for me a close question. This provision and its flimsy justifications raise concerns very similar to those regarding the dues withholding provision. In essence, though, rational-basis review under the Equal Protection Clause is much more forgiving than the First Amendment standard for a nonpublic forum. Even so, we should also acknowledge that the basis for reversing this portion of the district court's judgment consists of arguments the State never presented to the district court. But for the broad deference to legislatures under rational-basis review, I would deem these arguments waived and conclude as the district court did that there was no rational basis for this unprecedented and punitive provision.
The district court applied rational-basis review to the annual recertification provisions. (The district court acknowledged that the provisions might present First Amendment issues similar to the payroll deduction provision. The plaintiffs did not pursue such a theory, though, and I also do not consider it.) Under rational-basis review, the legislature has the "widest possible latitude within the limits of the Constitution." Carmichael v. Southern Coal & Coke Co., 301 U.S. 495, 510, 57 S.Ct. 868,
Rational-basis review creates the odd phenomenon that arguments to justify challenged legislation may be raised for the first time on appeal. Each level of the judiciary is charged with using its imagination to identify any possible legitimate reason for the challenged law. See FCC v. Beach Communications, Inc., 508 U.S. 307, 312, 320, 113 S.Ct. 2096, 124 L.Ed.2d 211 (1993) (reversing circuit court's finding that law was unconstitutional after identifying "plausible rationales," and explaining that the "assumptions underlying these rationales may be erroneous, but the very fact that they are `arguable' is sufficient, on rational-basis review, to `immunize' the congressional choice from constitutional challenge"), citing Vance v. Bradley, 440 U.S. 93, 112, 99 S.Ct. 939, 59 L.Ed.2d 171 (1979); see also Board of Trustees of Univ. of Alabama v. Garrett, 531 U.S. 356, 367, 121 S.Ct. 955, 148 L.Ed.2d 866 (2001) ("Moreover, the State need not articulate its reasoning at the moment a particular decision is made. Rather, the burden is upon the challenging party to negative `any reasonably conceivable state of facts that could provide a rational basis for the classification.'") (citations omitted).
All of this is to say simply that rational-basis review is one of those unusual alcoves in the law where we overlook a party's failure to present its case to the district court. Given this leniency afforded to the State, I concur with the result on this issue, noting that the district court itself, recognized this would be the appropriate disposition "but for," in its words, "defendants' failure to articulate and this court's inability to posit, how an annual, absolute majority vote by a wholly-voluntary union could rationally advance a reasonable purpose." Wisconsin Educ. Ass'n Council v. Walker, 824 F.Supp.2d at 869.
I also agree with the district court's observation that requiring a majority of all eligible voters is nearly unprecedented and seems irrational, at least if one assumes for purposes of argument that the law was not intended to be part of a political reward for supporters and punishment for opponents. Id. at 869. To understand this, suppose we applied the same approach to elections for presidents or governors: assume that all eligible voters who do not vote should be counted as "no" votes or "none of the above" votes. The votes for "no" or "none of the above" would win virtually every election.
It is far from clear why completely voluntary unions with minimal bargaining rights could need annual recertification under voting rules that would undermine our nation's democracy if applied to government elections. As legitimate bases for the annual recertification provisions for unions representing general employees, the State argues that they will promote employee choice and that, because the rest of Act 10 has weakened the powers of these unions so much, the State simply has little to no interest in providing for stability in union representation of these employees. By contrast, because public safety employee unions retain their traditional powers, the State says, it has a substantially greater interest in stable representation so that it can negotiate and work with familiar counterparts. Under rational-basis review, "a legislative choice is not subject to courtroom fact-finding and may be based on rational speculation unsupported by evidence or empirical data." FCC v. Beach Communications, 508 U.S. 307, 315, 113 S.Ct. 2096, 124 L.Ed.2d 211 (1993). That's about the most that can be said in favor of the annual recertification requirement, other than as punishment of political opponents.
* * *
As I said at the outset, elections have consequences. The United States Constitution does not forbid all legislation that rewards friends and punishes opponents. The principal provisions of Wisconsin's Act 10 may fit that description, but they are
Moreover, time, place, and manner regulations of speech must satisfy additional requirements beyond those imposed on regulations of nonpublic forums. While regulation of nonpublic forums requires only viewpoint neutrality and "reasonable[ness] in light of the purpose served by the forum," Cornelius, 473 U.S. at 806, 105 S.Ct. 3439 (citing Perry Educ. Ass'n, 460 U.S. at 49, 103 S.Ct. 948), the First Amendment requires much more of time, place, and manner restrictions. They must be content neutral (which includes both viewpoint and subject-matter neutrality, see Hill, 530 U.S. at 723, 120 S.Ct. 2480); serve a legitimate, substantial government interest; be narrowly tailored to serving that interest; and leave open ample alternative means of communication. Ward v. Rock Against Racism, 491 U.S. 781, 798-99, 109 S.Ct. 2746, 105 L.Ed.2d 661 (1989). Thus, it seems counterintuitive that viewpoint neutrality would receive closer judicial scrutiny in an area of speech like regulation of nonpublic forums than in an area subject to stiffer constitutional requirements, like time, place, and manner restrictions.