WATERFORD INV. SERVICES, INC. v. BOSCO

No. 11-2103.

682 F.3d 348 (2012)

WATERFORD INVESTMENT SERVICES, INCORPORATED, Plaintiff-Appellant, v. Louis BOSCO; Annette Bosco; Mary Borowiak; Michael Borowiak; Richard Rubel; Diane Rubel; Louis and Annette Bosco, Trustees of the Bosco Family Trust dated 7/31/96; Louis and Annette Bosco, Trustees of the Bosco Family Trust dated 6/25/96; Mary Borowiak, Trustee of the Mary Borowiak Trust, Defendants-Appellees, and Wayne R. Crowley; Sandra A. Crowley; Dale L. Rindlisbacher; D-VIII Family LLC; Carrington Square LLC; Falls LLC; Jerry S. Wones; Carol S. Vanetti, Defendants.

United States Court of Appeals, Fourth Circuit.

Decided: June 21, 2012.


Attorney(s) appearing for the Case

ARGUED: Steven Scott Biss , Charlottesville, Virginia, for Appellant. W. Scott Greco , Greco & Greco, PC, McLean, Virginia, for Appellees. ON BRIEF: Frederick D. Greco , Greco & Greco, PC, McLean, Virginia, for Appellees.

Affirmed by published opinion. Judge MOTZ wrote the opinion, in which Judge DAVIS and Judge WYNN joined.


OPINION

DIANA GRIBBON MOTZ, Circuit Judge:

Waterford Investment Services, Inc. ("Waterford") appeals the district court's ruling that it must arbitrate certain claims that a group of investors brought before the Financial Industry Regulatory Authority ("FINRA").1 The investors allege in their FINRA claims that they received bad advice from their financial advisor, George Gilbert. The investors named Gilbert, his current investment...

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