1. Home
  2. Browse Decisions
  3. F.3d
  4. 682 F.3d
  5. 682 F.3d 98 (2012)
 

RAPOPORT v. S.E.C.

No. 11-1082.

682 F.3d 98 (2012)

Dan RAPOPORT, Petitioner v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided June 19, 2012.

Attorney(s) appearing for the Case

Michael Hanin argued the cause for petitioner. With him on the briefs was Leigh McMullan-Bellas.

Jeffrey A. Berger , Senior Counsel, Securities and Exchange Commission, argued the cause for respondent. With him on the brief were Michael A. Conley , Deputy General Counsel, Jacob H. Stillman , Solicitor, and John W. Avery , Deputy Solicitor.

Opinion for the Court filed by Chief Judge SENTELLE.

SENTELLE, Chief Judge.

Dan Rapoport, a Russian citizen, petitions this Court to review the Default Order the Securities and Exchange Commission (SEC or the Commission) entered against him for failing to respond to administrative proceedings initiated by the Commission on allegations that Rapoport violated Section 15(a) of the Securities Exchange Act of 1934 (Exchange Act). Among other things, Section 15(a) prohibits brokers and dealers from soliciting U.S. customers...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases