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TARA GOLD RESOURCES CORP. v. S.E.C.

No. 11-3083.

678 F.3d 557 (2012)

TARA GOLD RESOURCES CORP., Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Seventh Circuit.

Decided May 2, 2012.

Attorney(s) appearing for the Case

Martin B. Carroll , Attorney, Fox, Hefter, Swibel, Levin & Carroll, LLP, Chicago, IL, Bill Hart (argued), William Thomas Hart (argued), Attorney, Hart & Trinen LLP, Denver, CO, for Petitioner.

Luis de la Torre (argued), Attorney, Securities and Exchange Commission, Office of the General Counsel, Washington, DC, for Respondent.

Before EASTERBROOK, Chief Judge, and FLAUM and MANION, Circuit Judges.

EASTERBROOK, Chief Judge.

A corporation that wants its shares to be traded on an exchange or through broker-dealers that make national markets must register the securities under § 10 of the Securities Act of 1933, 15 U.S.C. § 77j. See 15 U.S.C. § 78l(a). (Section 78l(a) is § 12(a) of the Securities Exchange Act of 1934; the 1933 and 1934 Acts have coordinated provisions.) Section 13...

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