ENMON v. PROSPECT CAPITAL CORP.

Docket No. 10-2811-cv.

675 F.3d 138 (2012)

Michael ENMON, Respondent-Appellant, Arnold & Itkin LLP, Miscellaneous-Appellant, v. PROSPECT CAPITAL CORPORATION, Prospect Capital Management LLC, John F. Barry, M. Grier Eliasek, Walter Parker, and Bart De Bie, Petitioners-Appellees.

United States Court of Appeals, Second Circuit.

Final Submission: December 2, 2011.

Decided: April 6, 2012.


Attorney(s) appearing for the Case

Alexandra A.E. Shapiro , Elizabeth C. Kennedy , James Darrow (on the brief), Macht, Shapiro, Arato & Isserles LLP, New York, NY, for Miscellaneous-Appellant.

Maura Barry Grinalds , Jonathan J. Lerner , Timothy G. Nelson , Daniel M. Sussner (on the brief), Skadden, Arps, Slate, Meagher & Flom LLP, New York, NY, for Petitioners-Appellees.

Before: POOLER, B.D. PARKER and LOHIER, Circuit Judges.


LOHIER, Circuit Judge:

Arnold & Itkin LLP, a Texas-based law firm, appeals from a judgment of the United District Court for the Southern District of New York (Sand, J.) sanctioning Arnold & Itkin for its conduct in opposing the arbitration of a dispute between its client, Michael Enmon, and appellee Prospect Capital Corporation ("Prospect").1 Arnold & Itkin challenges the determination that its conduct was sanctionable...

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