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ALTMAN v. S.E.C.

No. 11-1067.

666 F.3d 1322 (2011)

Steven ALTMAN, Petitioner v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided December 16, 2011.

Attorney(s) appearing for the Case

Steven Altman , appearing pro se, argued the cause and filed the briefs for petitioner.

Christopher M. Bruckmann , Senior Counsel, Securities and Exchange Commission, argued the cause for respondent. With him on the brief were Mark D. Cahn , General Counsel, Richard M. Humes , Associate General Counsel, Melinda Hardy , Assistant General Counsel, and Donna S. McCaffrey , Special Trial Counsel.

Opinion for the Court by Circuit Judge ROGERS.

ROGERS, Circuit Judge:

This case is before the court on a petition to review the opinion and order of the Securities and Exchange Commission permanently denying Steven Altman, an attorney admitted to practice in New York State, the privilege of appearing or practicing before the Commission, pursuant to Rule 102(e)(1)(ii) of the Commission's Rules of Practice, and Section 4C of the Securities Exchange Act of 1934 ("the Act"). The Commission found that Altman, in appearing...

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