WILSON v. MERRILL LYNCH & CO., INC.

Docket No. 10-1528-cv.

671 F.3d 120 (2011)

Colin WILSON, Plaintiff-Appellant, Ronald Levy, Michael Bonde, Plaintiffs, v. MERRILL LYNCH & CO., INC., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided: November 14, 2011.

Final Submission: July 8, 2011.


Attorney(s) appearing for the Case

Daniel C. Girard ( Jonathan K. Levine , Aaron M. Sheanin , on the brief), Girard Gibbs LLP, San Francisco, CA, for Plaintiff-Appellant.

Jay Kasner ( Scott D. Musoff , on the brief), Skadden, Arps, Slate, Meagher & Flom LLP, New York, NY, for Defendants-Appellees.

Jacob H. Stillman , Solicitor ( Tracey A. Hardin , Senior Litigation Counsel, of counsel), for amicus curiae Securities and Exchange Commission.

David L. Schwarz ( Mark C. Hansen , Kevin J. Miller , of counsel), Kellogg, Huber, Hansen, Todd, Evans & Figel, P.L.L.C., Washington, D.C., for amicus curiae The Anschutz Corporation.

William F. Sullivan , Paul, Hastings, Janofsky & Walker LLP, Los Angeles, CA ( Howard M. Privette , D. Scott Carlton , Paul, Hastings, Janofsky & Walker LLP, Los Angeles, CA, Stephen B. Kinnaird , Paul, Hastings, Janofsky & Walker LLP, Washington, D.C., Barry Sher , Paul, Hastings, Janofsky & Walker LLP, New York, NY, Kevin M. Carroll , Associate General Counsel, The Securities Industry and Financial Markets Association, of counsel) for amicus curiae The Securities Industry and Financial Markets Association.

Before: KEARSE, SACK, and KATZMANN, Circuit Judges.


KATZMANN, Circuit Judge:

This case requires us to determine when a broker-dealer's disclosures of its market activities suffice to negate a claim that these activities are "manipulative" within the meaning of the securities laws.

Plaintiff-Appellant Colin Wilson appeals from a judgment of the United States District Court for the Southern District of New York (Preska, C.J.) dismissing his complaint with prejudice. Wilson, a purchaser of auction rate...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases