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UBS FINANCIAL SERVICES v. WEST VIRGINIA UNIVERSITY

Docket No. 11-235-cv.

660 F.3d 643 (2011)

UBS FINANCIAL SERVICES, INC., UBS Securities LLC, Plaintiffs-Appellants, v. WEST VIRGINIA UNIVERSITY HOSPITALS, INC., West Virginia University Hospitals-East, Inc., United Hospital Center, Inc., City Hospital Foundation, Inc., West Virginia United Health System, Inc., Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided: September 22, 2011.

Attorney(s) appearing for the Case

Andrew J. Ceresney , Debevoise & Plimpton LLP, New York, N.Y. ( Jeremy Feigelson , on the brief), for Plaintiffs-Appellants.

James R. Swanson , Fishman Haygood Phelps Walmsley Willis & Swanson, LLP, New Orleans, LA ( Joseph C. Peiffer ; Athanasios Basdekis , Bailey & Glasser, LLP, Charleston, WV, on the brief), for Defendants-Appellees.

Jenice L. Malecki , Malecki Law , New York, N.Y. ( Braden W. Sparks , Dallas, TX; Lisa A. Catalano , St. John's University School of Law, Jamaica, NY; Robert C. Port , Cohen Goldstein Port & Gottlieb, LLP, on the brief), for Amicus Curiae The Public Investors Arbitration Bar Association.

Robert J. Giuffra, Jr. , Sullivan & Cromwell LLP, New York, N.Y. ( Brent J. McIntosh ; Ira D. Hammerman , Kevin Carroll , The Securities Industry and Financial Markets Association, Washington, DC, on the brief), for Amicus Curiae The Securities Industry and Financial Markets Association.

Chief Judge PRESKA dissents by separate opinion.

LOHIER, Circuit Judge:

Plaintiff-Appellant UBS Financial Services, Inc. ("UBS") appeals from a judgment of the United States District Court for the Southern District of New York (Marrero, J.) dismissing its action to enjoin the arbitration of claims filed by Defendant-Appellee West Virginia University Hospitals, Inc. ("WVUH")1 before the Financial Industry Regulatory Authority, Inc. ("FINRA...

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