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ASHLAND, INC. v. OPPENHEIMER & CO., INC.

No. 10-5305.

648 F.3d 461 (2011)

ASHLAND, INC.; AshThree LLC, Plaintiffs-Appellants, v. OPPENHEIMER & CO., INC., Defendant-Appellee.

United States Court of Appeals, Sixth Circuit.

Decided and Filed: July 28, 2011.

Attorney(s) appearing for the Case

ARGUED: Christopher P. Johnson , Kasowitz, Benson, Torres & Friedman LLP, New York, New York, for Appellants. Rodney Acker , Fulbright & Jaworski L.L.P., Dallas, Texas, for Appellee. ON BRIEF: Christopher P. Johnson , Joshua Moses Greenblatt , Kasowitz, Benson, Torres & Friedman LLP, New York, New York, Barbara B. Edelman , Grahmn N. Morgan , Dinsmore & Shohl LLP, Lexington, Kentucky, for Appellants. Rodney Acker , Peter Stokes , Fulbright & Jaworski L.L.P., Dallas, Texas, Lionel G. Hest , Fulbright & Jaworski L.L.P., New York, New York, Douglass C. Farnsley , Clark C. Johnson , Stites & Harbison PLLC, Louisville, Kentucky, for Appellee.

Before: KEITH, CLAY, and COOK, Circuit Judges.

OPINION

COOK, Circuit Judge.

The plaintiff, Ashland Inc. ("Ashland"), appeals the district court's dismissal of its amended complaint against Oppenheimer & Co., Inc. ("Oppenheimer") in this securities-fraud action. We affirm the district court's decision.

I. Background

Ashland is a diversified global chemical company headquartered in Kentucky. Oppenheimer is a securities broker-dealer headquartered in New York. This suit arises from...

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