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S.E.C. v. ROSENTHAL

Docket Nos. 10-1204-cv(L); 10-1253(con).

650 F.3d 156 (2011)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Zvi ROSENTHAL, Amir Rosenthal, Ayal Rosenthal, Oren Rosenthal, Efrat Rosenthal, Rivka Rosenthal, Defendants-Appellants, Aragon Capital Management, LLC, Aragon Partners, LP, Noga Delshad, Defendants.

United States Court of Appeals, Second Circuit.

Decided: June 9, 2011.

Attorney(s) appearing for the Case

Amir Rosenthal , pro se (Zvi Rosenthal, Otisville, N.Y., Ayal Rosenthal, Tel Aviv-Yafo, Israel, on the brief), New York, N.Y., for Defendants-Appellants Zvi, Amir, and Ayal Rosenthal.

Robert Knuts , Park & Jensen LLP, New York, N.Y., for Defendants-Appellants Oren, Efrat, and Rivka Rosenthal.

Tracey A. Hardin , Senior Counsel ( David M. Becker , General Counsel; Mark D. Cahn , Deputy General Counsel; Jacob H. Stillman , Solicitor; Randall W. Quinn , Assistant General Counsel, on the brief), Securities & Exchange Commission, Washington, D.C., for Plaintiff-Appellee.

Before: SACK, KATZMANN, and CHIN, Circuit Judges.

KATZMANN, Circuit Judge:

Defendants-Appellants Amir and Ayal Rosenthal ("Amir" and "Ayal"; collectively "defendants") appeal from the judgment of the United States District Court for the Southern District of New York (Maas, Mag. J.), entered on February 1, 2010, granting the motion of Plaintiff-Appellee Securities and Exchange Commission ("SEC") for partial summary judgment, ordering disgorgement, granting injunctive relief against Zvi and Amir Rosenthal, and...

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