Docket Nos. 10-2786-cr(L), 10-2878-cr(CON).

642 F.3d 293 (2011)

UNITED STATES of America, Appellee, v. Allen WOLFSON, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided: June 7, 2011.

Attorney(s) appearing for the Case

James A. Cohen , Michael W. Martin , Fordham University School of Law, Lincoln Square Legal Services, Inc., New York, N.Y., for Defendant-Appellant.

Russell Capone , Andrew L. Fish , Assistant United States Attorneys, Of Counsel, for Preet Bharara, United States Attorney, Southern District of New York, New York, N.Y., for Appellee.

Before: KEARSE, POOLER, and LYNCH, Circuit Judges.


Defendant-Appellant Allen Wolfson appeals from two judgments of conviction entered in the United States District Court for the Southern District of New York (Koeltl, J.). The first judgment was entered after a jury trial, which resulted in Wolfson's conviction on a number of different grounds, including securities fraud, relating to Wolfson's involvement in a "pump and dump" stock scheme. The second judgment resulted from a guilty plea in connection...

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