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FULL VALUE ADVISORS, LLC v. S.E.C.

No. 10-1053.

633 F.3d 1101 (2011)

FULL VALUE ADVISORS, LLC, Petitioner v. SECURITIES and EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided February 4, 2011.

Attorney(s) appearing for the Case

Douglas R. Hirsch argued the cause for petitioner. With him on the briefs was Charles H. Dufresne .

Tracey A. Hardin , Senior Counsel, Securities and Exchange Commission, argued the cause for respondent. With her on the brief were David M. Becker , General Counsel, Jacob H. Stillman , Solicitor, Michael A. Conley , Deputy Solicitor, and Benjamin L. Schiffrin , Senior Counsel.

Before: GINSBURG and BROWN, Circuit Judges, and EDWARDS, Senior Circuit Judge.

BROWN, Circuit Judge:

Full Value Advisors, L.L.C. (Full Value or the Fund) is an institutional investment manager, as defined by the Securities and Exchange Act of 1934 (the Act), see 15 U.S.C. § 78m(f), subject to the disclosure requirements of section 13(f) of the Act,1 which applies to institutional investment managers holding at least $100,000,000 in securities.2 See id. § 78m(f...

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