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GONCHAR v. SECURITIES AND EXCHANGE COMMISSION

No. 09-4215-ag.

ANDREW P. GONCHAR, POLYVIOS T. POLYVIOU, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Second Circuit.

December 17, 2010.

Attorney(s) appearing for the Case

BRIAN D. GRAIFMAN , Gusrae, Kaplan, Bruno & Nusbaum PLLC, New York, NY ( Martin H. Kaplan and Melvyn J. Falis , on the brief), for Petitioners.

CHRISTOPHER PAIK , Special Counsel, Securities and Exchange Commission, Washington, D.C. ( David M. Becker , General Counsel, Mark D. Cahn , Deputy General Counsel, and Jacob H. Stillman , Solicitor, on the brief), for Respondents.

Present: PIERRE N. LEVAL, DEBRA ANN LIVINGSTON Circuit Judges. RICHARD M. BERMAN, District Judge.

SUMMARY ORDER

UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the petition for review is DENIED.

Petitioners Andrew Gonchar and Polyvios Polyviou petition this Court for review of an August 14, 2009 opinion and order of the Securities and Exchange Commission ("SEC"), sustaining the sanctions imposed on them by the National Association of Securities Dealers ("NASD")1 for violations...

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