LAWRENCE v. RICHMAN GROUP OF CT LLC

Docket No. 09-4853-cv.

620 F.3d 153 (2010)

John F. LAWRENCE, Plaintiff-Appellant, Brian P. Daniels, Esq., Ruth Ann Azeredo, Esq., Appellants, v. RICHMAN GROUP OF CT LLC, USA Inst Tax Credit Fund XXXVI, USA Inst Tax Credit Fund XXXVIII, Defendants-Appellees, Richman Group Capital Corp., Richman Group, Inc., Richman Asset Mgmt., LLC, Richman Group of N.Y. LLC, Richman Group Mgmt Corp, USA Institutional Tax Credit Fund XXVII LP, Richman USA Tax Credit XXVII LP, Richman USA Tax Credit XXVII, Inc, USA Institutional Tax Credit Fund XXVIII LP, Richman USA Tax Credit XXVIII LP, Richman USA Tax Credit XXVIII, Inc, USA Institutional Tax Credit Fund XXX LP, Richman USA Tax Credit XXX LLC, USA Institutional Tax Credit Fund XXXII LP, Richman USA Tax Credit XXXII LLC, Richman Family Trust I, USA Institutional Tax Credit Fund XXXIV LP, Richman USA Tax Credit XXXIV LLC, USA Institutional Tax Credit Fund XXXV LP, Richman USA Tax Credit XXXV LLC, Richman USA Mgr., Inc, USA/Fleet Inst Tax Credit Fund XX-A LP, USA Institutional Tax Credit Fund XX-C LP, Richman USA Tax Credit XX LP, Richman USA Tax Credit XX, Inc., Consolidated-Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided: September 16, 2010.


Attorney(s) appearing for the Case

David R. Schaefer , Brenner, Saltzman & Wallman LLP, New Haven, CT, for Appellants.

Robert W. Turken ( David A. Ball , Cohen and Wolf, P.C., Bridgeport, CT, on the brief), Bilzin Sumberg Baena Price & Axelrod, Miami, FL, for Appellees.

Before: RAGGI and LYNCH, Circuit Judges, and GARAUFIS, District Judge.


PER CURIAM:

Plaintiff John F. Lawrence and the named appellees have engaged in extensive litigation over a number of years in the United States District Court for the District of Connecticut (Janet Bond Arterton, Judge; Joan Glazer Margolis, Magistrate Judge), regarding Lawrence's claim for commissions owed on the sale of securities. A contested issue between the parties was whether the proper forum for resolution of Lawrence's commissions claim was...

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