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GIBSON v. S.E.C.

No. 08-3377.

561 F.3d 548 (2009)

Jeffrey L. GIBSON, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Sixth Circuit.

Decided and Filed: March 11, 2009.

Attorney(s) appearing for the Case

ON BRIEF: Timothy R. Simonds, Presley & Simonds, Chattanooga, Tennessee, for Petitioner. Allan Armistead Capute, Securities and Exchange Commission, Washington, D.C., for Respondent.

Before GUY, CLAY, and COOK, Circuit Judges.

OPINION

CLAY, Circuit Judge.

Jeffrey L. Gibson seeks review of the February 4, 2008 order of the Securities and Exchange Commission, which affirmed the administrative law judge's issuance of a lifetime bar precluding Gibson from associating with any broker or dealer pursuant to § 15(b) of the Securities Exchange Act of 1934 and from associating with any investment adviser pursuant to § 203(f) of the Investment Advisers Act of 1940. For the reasons...

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