RBC CAPITAL MARKETS, LLC v. JERVIS

Attorney(s) appearing for the Case

Myron T. Steele, Esquire , and T. Brad Davey, Esquire , Potter Anderson & Corroon LLP, Wilmington, Delaware; Of Counsel: Alan J. Stone, Esquire (Argued), Daniel M. Perry, Esquire , Benjamin E. Sedrish, Esquire , Milbank, Tweed, Hadley & McCloy LLP, New York, New York, for Appellant/Cross-Appellee RBC Capital Markets, LLC.

Joel Friedlander, Esquire (Argued), and Jeffrey M. Gorris, Esquire , Friedlander & Gorris, P.A., Wilmington, Delaware; Of Counsel: Randall J. Baron, Esquire , and David Knotts, Esquire , Robbins Geller Rudman & Dowd LLP, San Diego, California, for Appellee/Cross-Appellant Joanna Jervis.

Jack B. Jacobs, Esquire , Sidley Austin LLP, Wilmington, Delaware; Of Counsel: A. Robert Pietrzak, Esquire , Andrew W. Stern, Esquire , Daniel A. McLaughlin, Esquire , and Cameron Moxley, Esquire , Sidley Austin LLP, New York, New York; John K. Hughes, Esquire , Sidley Austin LLP, Washington, D.C., Amicus Curiae for Securities Industry and Financial Markets Association.

Before HOLLAND, VALIHURA, VAUGHN, and SEITZ, Justices; and JOHNSTON, Judge, constituting the Court en Banc.