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DeSTEPH v. DEPARTMENT OF BANKING

No. 34465.

62 A.3d 634 (2013)

141 Conn.App. 834

Thomas F. DeSTEPH v. DEPARTMENT OF BANKING.

Appellate Court of Connecticut.

Decided April 9, 2013.

Attorney(s) appearing for the Case

Thomas F. DeSteph, pro se, the appellant (plaintiff).

Patrick T. Ring , assistant attorney general, with whom, on the brief, was George Jepsen , attorney general, for the appellee (defendant).

Prior report: Conn.Super., 2012 WL 953741.

PER CURIAM.

In this case, the plaintiff, Thomas F. DeSteph, filed an appeal from the final decision of the defendant, Howard F. Pitkin, commissioner of the department of banking, which made permanent a cease and desist order issued to the plaintiff relating to the sale of securities in violation of the Connecticut Uniform Securities Act, General Statutes § 36b-2 et seq., and regulations promulgated thereunder, and imposed a fine of $30,000 for three violations...

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