No. A156226.

50 Cal.App.5th 111 (2020)

SCOTT WILLIAMS, Plaintiff and Appellant, v. U.S. BANCORP INVESTMENTS, INC., et al., Defendants and Respondents.

Court of Appeals of California, First District, Division Four.

June 8, 2020.

Attorney(s) appearing for the Case

Capstone Law, Ryan H. Wu and John E. Stobart for Plaintiff and Appellant.

K&L Gates, Paul W. Sweeney, Jr. , Christina N. Goodrich , Kate G. Hummel and Zach T. Timm for Defendants and Respondents.


In a class action, an order denying certification to a proposed class does not preclude an absent member of the putative class from later seeking to certify an identical class in a second action. (Smith v. Bayer Corp. (2011) 564 U.S. 299, 312-316 [180 L.Ed.2d 341,

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