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FLOWERS v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

No. D071392.

16 Cal.App.5th 946 (2017)

TROY FLOWERS, Plaintiff and Appellant, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant and Respondent.

Court of Appeals of California, Fourth District, Division One.

October 20, 2017.

Attorney(s) appearing for the Case

McColloch Law Firm, Maria E. Saling and Michael T. McColloch for Plaintiff and Appellant.

Gibson, Dunn & Crutcher and Ethan D. Dettmer for Defendant and Respondent.

OPINION

In the period between 2000 and 2001, plaintiff and appellant Troy Flowers's application for a securities sales license was rejected by Ohio state officials because they found that he was "not of `good business repute.'" In addition, Flowers was subjected to discipline by securities regulators with respect to...

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