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HEALTHCARE STRATEGIES v. ING LIFE INS. & ANNUITY

Civil Action No. 11-00282-WGY.

961 F.Supp.2d 393 (2013)

HEALTHCARE STRATEGIES, INC., Plan Administrator of the Healthcare Strategies, Inc. 401(k) Plan and the Healthcare Strategies, Inc. CBU 401(k) Plan, on behalf of itself and all others similarly situated, and The DeRosa Corporation, Plan Administrator of The DeRosa Corporation 401(k) PS Plan, on behalf of itself and all others similarly situated, Plaintiffs, v. ING LIFE INSURANCE AND ANNUITY COMPANY, Defendant.

United States District Court, D. Connecticut.

August 9, 2013.

Attorney(s) appearing for the Case

Douglas P. Dehler , O'Neil, Cannon, Hollman, Dejong & Laing, S.C., Milwaukee, WI, James E. Miller , Karen Leser Grenon , Laurie Rubinow , Shepard, Finkelman, Miller & Shah, LLP, Chester, CT, James C. Shah , Shepherd, Finkelman, Miller & Shah, LLP, Media, PA, Kolin C. Tang , Rose F. Luzon , Shepherd, Finkelman, Miller & Shah, LLP, San Diego, CA, Nathan Zipperian , Shepherd, Finkelman, Miller & Shah, LLP, Weston, FL, for Plaintiffs.

Andrew G. Sakallaris , Christopher A. Weals , Gregory C. Braden , Sean McMahan , Morgan, Lewis & Bockius, Washington, DC, Jonathan B. Orleans , Pullman & Comley, Bridgeport, CT, William J. Delany , Morgan, Lewis & Bockius LLP, Philadelphia, PA, for Defendant.

MEMORANDUM

YOUNG, District Judge.5

I. INTRODUCTION

ING Life Insurance and Annuity Company ("ILIAC") is a service provider that offers investment options and recordkeeping services to 401(k) retirement plans. In other words, ILIAC offers a platform from which retirement plans access different investment vehicles, such as mutual funds. Service providers typically...

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