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S.E.C. v. CONRADT

No. 12 Civ. 8676(JSR).

947 F.Supp.2d 406 (2013)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Thomas C. CONRADT, David J. Weishaus, and Trent Martin, Defendants.

United States District Court, S.D. New York.

June 4, 2013.

Attorney(s) appearing for the Case

G. Jeffrey Boujoukos , Elaine C. Greenberg , Daniel M. Hawke , Catherine Eleni Pappas, U.S. Securities and Exchange Commission, Philadelphia, PA, for Plaintiff.

Christin Jill Masimore , Catherine L. Redlich , Driscoll & Redlich, New York, NY, for Defendants.

MEMORANDUM ORDER

JED S. RAKOFF, District Judge.

Plaintiff the Securities and Exchange Commission ("SEC") brings this action against defendants Thomas C. Conradt, David J. Weishaus, and Trent Martin for insider trading in violation of Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5. In its Second Amended Complaint ("SAC"), the SEC alleges that the defendants...

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