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TAYLOR v. WESTOR CAPITAL GROUP

No. 12 Civ. 8032(VM).

943 F.Supp.2d 397 (2013)

Terence TAYLOR, Plaintiff, v. WESTOR CAPITAL GROUP, Jonathan Leinwand, and Richard Bach, Defendants.

United States District Court, S.D. New York.

April 22, 2013.

Attorney(s) appearing for the Case

Joshua David Brinen , Brinen & Associates, LLC, New York, NY, for Plaintiff.

Simon S. Kogan , Simon Kogan, Esq. , Staten Island, NY, for Defendants.

DECISION AND ORDER

VICTOR MARRERO, District Judge.

Plaintiff Terence Taylor ("Taylor") filed a first amended complaint (the "First Amended Complaint") against defendants Westor Capital Group ("Westor"), Jonathan Leinwand ("Leinwand"), and Richard Bach ("Bach," and collectively, the "Westor Defendants") asserting violations of Securities Exchange Act Rule 10b-5 ("Rule 10b-5"), and Securities Exchange Act § 20(a) ("Section 20(a)"), as well as common...

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