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S.E.C. v. FICETO

Case No. CV 11-1637-GHK (RZx).

839 F.Supp.2d 1101 (2011)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Todd M. FICETO, et al., Defendants.

United States District Court, C.D. California.

December 20, 2011.

Attorney(s) appearing for the Case

Donald W. Searles , Lucee S. Kirka , Securities and Exchange Commission, Los Angeles, CA, for Plaintiff.

Thomas V. Reichert , Bird, Marella, Boxer, Wolpert, Nessim, Drooks & Lincenberg, PC, Marc S. Harris , Los Angeles, CA, for Defendants.

MEMORANDUM AND ORDER

GEORGE H. KING, District Judge.

This matter is before us on Defendants Todd M. Ficeto, Hunter World Markets, Inc., and Hunter Advisors, LLC's Motion to Dismiss First Amended Complaint ("Motion"), and Defendant Colin Heatherington's Joinder in the Motion ("Joinder"). We have considered the papers filed in support of and in opposition to this Motion, and deem this matter appropriate for resolution without oral argument. L.R. 7-15. Accordingly...

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