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IN RE SMITH BARNEY TRANSFER AGENT LITIGATION

No. 05 Civ. 7583(WHP).

765 F.Supp.2d 391 (2011)

In re SMITH BARNEY TRANSFER AGENT LITIGATION.

United States District Court, S.D. New York.

January 25, 2011.

MEMORANDUM & ORDER

WILLIAM H. PAULEY III, District Judge.

Lead Plaintiff Operating Local 649 Annuity Trust Fund ("Local 649") filed this putative class action against Defendants Smith Barney Fund Management LLC ("Smith Barney"), Citigroup Global Markets, Inc. ("Citi GM"), Lewis Daidone ("Daidone"), and Thomas Jones ("Jones"), alleging securities fraud in violation of §§ 10(b) and 20(a)...

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