Docket No. 12-1662.

708 F.3d 436 (2013)

Debra TAVERAS, on behalf of herself and all others similarly situated, Mary McKevitt, Plaintiffs-Appellants, Brian Ludlum, Brian Stanislaus, Consolidated Plaintiffs-Appellants, v. UBS AG, Peter Kurer, Stephan Haeringer, Sergio Marchionne, Ernesto Bertarelli, Gabrielle Kaufmann-Kohler, Rolf A. Meyer, Helmut Panke, David Sidwell, Peter Spuhler, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, Peter A. Wuffi, Clive Standish, David S. Martin, Edward O'Dowd, Barbara Amone, Per Dyrvik, The Retirement Board and Savings Plan Committee, John Does 1-30, UBS Board of Directors, Executive Board of UBS AG, Joe Scoby, Robert Wolf, Marten Hoekstra, Raoul Weil, Stephen Baird, Simon Canning, Michael Daly, Richard Duron, Ursula Mills, Jaime Taicher, UBS Americas, Inc., UBS Financial Services, Inc., UBFS Board of Directors, Dianne Frimmel, John Hannasch, Robert Chersi, Michael Weisberg, Executive Committee of UBS Financial Services Inc., UBS Financial Services, Inc. Investment Committee, Ken Castanella, Earle Dodd, Marilee Ferone, William Frey, Matthew Levitan, Ed O'Connor, Kevin Ruth, Rhonda Viapiano, Defendants-Appellees, UBS AG, Financial Services, Inc., Benefits Administrative Committee of the UBS Financial Services Inc. 401 K Plus Plan, Robert McCormick, John and Jane Does 1-20, Consolidated Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided: February 27, 2013.

Attorney(s) appearing for the Case

Mark C. Rifkin , ( Michael Jaffe , Beth A. Landes , on the brief) Wolf Haldenstein Adler Freeman & Herz LLP, New York, NY, Thomas J. McKenna , Gregory M. Egleston , Gainley & McKenna, New York, NY, Todd S. Collins , Ellen T. Noteware , Berger & Montague, P.C., Philadelphia, PA, Jeffrey A. Klafter , Klafter Olsen & Lesser LLP, White Plains, NY, for Plaintiffs-Appellants.

Robert J. Giuffra, Jr. ( Suhana S. Han , Matthew A. Schwartz , Thomas C. White , on the brief) Sullivan & Cromwell LLP, New York, NY, for Defendants-Appellees.

Before: KEARSE, STRAUB, and POOLER, Circuit Judges.

STRAUB, Circuit Judge:

Plaintiffs-Appellants, four former employees of UBS AG and/or UBS Financial Services, Inc., appeal from a final judgment and a postjudgment order of the District Court for the Southern District of New York (Richard J. Sullivan, Judge), the first granting defendants' motion to dismiss in its entirety, and the second denying plaintiffs' motion to alter or amend the judgment and for leave to file a Second Consolidated Amended Complaint ...


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