DESTEPH v. DEPARTMENT OF BANKING

No. CV-10-5015042-S.

72 A.3d 470 (2012)

52 Conn.Sup. 550

Thomas DESTEPH v. DEPARTMENT OF BANKING.

Superior Court of Connecticut, Judicial District of New Britain.

February 29, 2012.


Attorney(s) appearing for the Case

Thomas F. DeSteph, pro se, the plaintiff.

Patrick T. Ring , assistant attorney general, for the defendant.


COHN, J.

The plaintiff, Thomas DeSteph, appeals1 from a June 4, 2010 final decision of the defendant Howard F. Pitkin, commissioner of banking/department of banking (the commissioner or the department). The final decision made permanent a prior cease and desist order issued to the plaintiff relating to sale of securities in violation of the Connecticut Uniform Securities Act (CUSA), General Statutes § 36b-2 et seq., and regulations...

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