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UNGERLAND v. MORGAN STANLEY AND CO., INC.

No. CV-09-5030785.

35 A.3d 1095 (2010)

52 Conn.Sup. 164

Brenda UNGERLAND v. MORGAN STANLEY AND COMPANY, INC., et al.

Superior Court of Connecticut, Judicial District of Hartford.

April 5, 2010.

Attorney(s) appearing for the Case

Thomas P. Willcutts , Hartford, for the plaintiff.

George D. Sullivan , for the defendants.

PECK, J.

The plaintiff, Brenda Ungerland, filed the two count complaint in this action on June 12, 2009. The defendants are Morgan Stanley & Company, Inc. (Morgan Stanley), a provider of securities brokerage services, and Sharon Kells, an agent of Morgan Stanley, The pertinent facts as alleged by the plaintiff or as set forth in the exhibits are as follows: Ungerland was a customer of Morgan Stanley until August, 2001...

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