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SECURITIES AND EXCHANGE v. CAPWEALTH ADVISORS

No. 3:20-cv-01064.

550 F.Supp.3d 548 (2021)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CAPWEALTH ADVISORS, LLC, Timothy J. Pagliara, and Timothy R. Murphy, Defendants.

United States District Court, M.D. Tennessee, Nashville Division.

Filed July 23, 2021.

Attorney(s) appearing for the Case

Harry B. Roback , Kristin W. Murnahan , Madison Graham Loomis , Securities and Exchange Commission, Atlanta, GA, for Plaintiff.

Bradley J. Bondi , Washington, DC, Eugene N. Bulso, Jr. , Bulso PLC, Brentwood, TN, Sara E. Ortiz , New York, NY, for Defendant CapWealth Advisors, LLC.

Eugene N. Bulso, Jr. , Bulso PLC, Brentwood, TN, for Defendants Timothy J. Pagliara, Timothy R. Murphy.

MEMORANDUM OPINION AND ORDER

The Securities and Exchange Commission ("SEC") filed this two-count action under the Investment Advisers Act, 15 U.S.C. § 80b-6 ("Advisers Act" or "Act"). Pending before the Court is Defendants' fully briefed Motion to...

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