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S.E.C. v. TOLSTEDT

Case No. 20-cv-07987-JST.

545 F.Supp.3d 788 (2021)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Carrie L. TOLSTEDT, Defendant.

United States District Court, N.D. California.

Signed June 28, 2021.

Attorney(s) appearing for the Case

Erin Eddy Wilk , Monique C. Winkler , Susan F. LaMarca , Rebecca Felice Lubens , Securities and Exchange Commission, Enforcement Division, San Francisco, CA, for Plaintiff.

Enu A. Mainigi , Pro Hac Vice, John S. Williams , Pro Hac Vice, Williams and Connolly LLP, Washington, DC, Jeffrey E. Faucette , Skaggs Faucette LLP, San Francisco, CA, for Defendant.

ORDER DENYING MOTION TO DISMISS

Re: ECF No. 20

In this civil enforcement action, Plaintiff the Securities and Exchange Commission ("SEC") brings four claims against Defendant Carrie Tolstedt for violations of Sections 17(a)(1), (a)(2), and (a)(3) of the Securities

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