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S.E.C. v. ROTHENBERG

Case No. 18-cv-05080-JST.

428 F.Supp.3d 246 (2019)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Michael B. ROTHENBERG, et al., Defendants.

United States District Court, N.D. California.

Signed December 20, 2019.

Attorney(s) appearing for the Case

Eric Matthew Brooks , Securities and Exchange Commission, Boston, MA, Andrew Jacob Hefty , E. Barrett Atwood , Erin E. Schneider , Jeremy Emerson Pendrey , Marc David Katz , Securities and Exchange Commission, San Francisco, CA, for Plaintiff.

Michael Brent Rothenberg, San Francisco, CA, pro se.

Marc J. Fagel , Elizabeth A. Dooley Gibson , Dunn & Crutcher LLP, Jahan Pierre Raissi , Shartsis Friese LLP, San Francisco, CA, for Defendants.

ORDER GRANTING PLAINTIFF'S MOTION FOR DISGORGEMENT AND PENALTIES

Re: ECF No. 83

Before the Court is Plaintiff Securities and Exchange Commission's ("SEC") motion for disgorgement and penalties against Defendant Michael B. Rothenberg. ECF No. 83. Rothenberg opposes the motion. ECF No...

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