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HAUPTMAN v. INTERACTIVE BROKERS, LLC

17 Civ. 9382 (GBD).

349 F.Supp.3d 292 (2018)

Heather HAUPTMAN and Timothy Moss, Individually and on Behalf of Others Similarly Situated, Plaintiffs, v. INTERACTIVE BROKERS, LLC, Defendant.

United States District Court, S.D. New York.

Signed October 19, 2018.

Attorney(s) appearing for the Case

Donald R. Hall, Jr. , Frederic Scott Fox, Sr. , Kaplan Fox & Kilsheimer LLP, New York, NY, Laurence David King , Matthew Brian George , Kaplan Fox & Kilsheimer LLP, San Francisco, CA, David Wayne Miller , Samuel B. Edwards , Sheperd Smith Edwards & Kantas, LLP, Houston, TX, David Polan Meyer , Michael Joseph Boyle, Jr. , Matthew Ryan Wilson , Meyer Wilson Co., Lpa, Columbus, OH, for Plaintiffs.

David Charles Bohan , David Luger , Hannah Olivia Koesterer , Katten Muchin Rosenman LLP, Chicago, IL, David L Goldberg , Katten Muchin Rosenman, LLP, Christian T. Kemnitz , Robinson & Cole LLP, New York, NY, for Defendant.

MEMORANDUM DECISION AND ORDER

Plaintiffs Heather Hauptman and Timothy Moss commenced this putative class action against their former broker-dealer, Defendant Interactive Brokers, LLC, alleging that Defendant had a contractual obligation not to include certain exchange traded notes ("ETNs...

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