S.E.C. v. RESNICK

Civil Action No. CCB-05-1254.

604 F.Supp.2d 773 (2009)

SECURITIES AND EXCHANGE COMMISSION v. Michael RESNICK and Mark Kaiser.

United States District Court, D. Maryland.

March 31, 2009.


Attorney(s) appearing for the Case

William Henry Kuehnle, U.S. Securities and Exchange Commission, Washington, DC, for Securities and Exchange Commission.

Richard J. Morvillo, Daniel Thomas Brown, Heather Hansen Martin, Peter Hugh White, Mayer Brown LLP, Washington, DC, for Michael Resnick and Mark Kaiser.


MEMORANDUM

CATHERINE C. BLAKE, District Judge.

Now pending before the court is a motion for summary judgment as to defendant Mark P. Kaiser, filed by plaintiff Securities and Exchange Commission ("the SEC"). The SEC is seeking summary judgment as to Mr. Kaiser on the ground that his conviction on all counts in a prior criminal case collaterally estops him from litigating the current civil charges against him. The issues in this case have been fully...

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