Decedent had no individual accounts or business with petitioner, a member of the National Association of Securities Dealers (NASD [now called the Financial Industry Regulatory Authority or FINRA]), and neither Prudential-Bache International Limited nor Prudential-Bache International Bank, European companies where decedent's three individual numbered accounts were maintained, was a member of NASD. Thus, respondents' claims with respect to these accounts arise out of the business...
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