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IN THE MATTER OF KAY v. ABRAMS

19 Misc.3d 371 (2008)

853 N.Y.S.2d 862

In the Matter of MARY ELLEN KAY, Petitioner, v. LORETTA D. ABRAMS et al., Respondents.

Supreme Court, New York County.

February 21, 2008.

Attorney(s) appearing for the Case

Michael Kalmus, New York City, for petitioner.

Andrew M. Cuomo, Attorney General, New York City (Verle Johnson of counsel), for proposed-intervenor.

Terri L. Reicher, Washington, D.C., for Financial Industry Regulatory Authority, Inc., amicus curiae.

Zamansky & Associates, New York City (Jacob H. Zamansky of counsel), for North American Securities Administrators Association, Inc., amicus curiae.

Binghan McCutchen, Washington, D.C., for Securities Industry and Financial Markets Association, amicus curiae.

OPINION OF THE COURT

EDWARD H. LEHNER, J.

The legal issues raised by the application before the court are: (i) whether the Attorney General of the State of New York should be permitted to intervene in this application by the petitioner stock broker to confirm an arbitration award directing the expungement from records of the Central Registration Depository (CRD) of all reference to an arbitration before a panel that acted under the auspices of the National...

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