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BARCLAYS CAPITAL INC. v. SHEN

20 Misc.3d 319 (2008)

857 N.Y.S.2d 873

BARCLAYS CAPITAL INC., Petitioner, v. ELIZABETH BING SHEN, Respondent.

Supreme Court, New York County.

April 22, 2008.

Attorney(s) appearing for the Case

Sullivan & Cromwell LLP, New York City (Theodore O. Rogers of counsel), for petitioner.

Singer Deutsch LLP, New York City (John D. Singer of counsel), for respondent.

OPINION OF THE COURT

JUDITH J. GISCHE, J.

Petitioner Barclays Capital Inc. has brought this petition seeking an order vacating the award by an arbitration panel of the National Association of Securities Dealers (NASD), only to the extent it awarded respondent Elizabeth Bing Shen, its former employee, punitive damages. Shen has answered the petition and now cross-moves for an order confirming the award in...

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