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S.E.C. v. WARREN

No. 07-15027 Non-Argument Calendar.

534 F.3d 1368 (2008)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Peter WARREN, Defendant-Appellant, Exo-Brain, Inc., Defendant.

United States Court of Appeals, Eleventh Circuit.

May 5, 2008.

Attorney(s) appearing for the Case

Peter Warren, Cannes, France, pro se.

Luis De La Torre, Susan Koplovitz Straus, SEC, Washington, DC, for SEC.

Before MARCUS, PRYOR and KRAVITCH, Circuit Judges.

PER CURIAM:

The Securities and Exchange Commission sued Peter Warren and his company Exo-Brain Inc. for violating the federal securities laws, including the 1933 and 1934 Acts. Distilled to its essence, the complaint alleges that Warren sold $6.4 million of unregistered securities in Exo-Brain's predecessor by fraudulently representing to investors that he was developing new voice-recognition computer technology. The parties...

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